Joel J. Guth
GRYPHON FINANCIAL PARTNERS | Founder, CEO
Columbus, OH 43215
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CRD#: 2529234
Professional summary
Joel Jason Guth, who also goes by Joel J Guth, is a registered financial advisor currently at GRYPHON FINANCIAL PARTNERS located in Columbus, Ohio.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Loans/credit services
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Joel J Guth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Joel J. Guth serves as President of Gryphon Capital Partners, LLC (GCP) since June 2018. GCP is investment related with an address of 325 John H. McConnell Blvd, Suite 425, Columbus, OH 43215. Less than 5% of Joel J. Guth's time is spent on GCP. 2.) Joel J. Guth serves as Manager and Member of Gryphon Normandy Manager, LLC (GNM) since June 2019. GNM is investment related with an address of 325 John H. McConnell Blvd, Suite 425, Columbus, OH 43215. Less than 5% of Joel J Guth's time is spent on GNM. 3.) Joel J. Guth serves as President of Gryphon Normandy Partners, LLC (GNP) since June 2019. GNP is investment related with an address of 325 John H. McConnell Blvd, Suite 425, Columbus, OH 43215. Less than 5% of Joel J. Guth's time is spent on GNP. 4.) Joel J. Guth serves as Manager and Member of Grandview Partners Warehouse I, LLC since November 2022. Grandview Partners Warehouse I is investment related with an address of 325 John H. McConnell Blvd, Suite 425, Columbus, OH 43215. Less than 5% of Joel J. Guth's time is spent on Grandview Partners Warehouse I, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Jason Guth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2017 - Present
GRYPHON FINANCIAL PARTNERS
Office #1: 325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215RIA
CRD#: 288210
Columbus, OH
Past
May 5, 2014 - June 30, 2017
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
COLUMBUS, OH
Past
May 2, 2014 - June 30, 2017
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
Columbus, OH
Past
June 1, 2009 - May 19, 2014
MORGAN STANLEY
RIA
CRD#: 149777
COLUMBUS, OH
Past
June 1, 2009 - May 19, 2014
MORGAN STANLEY
BD
CRD#: 149777
COLUMBUS, OH
Past
December 3, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
COLUMBUS, OH
Past
November 12, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
COLUMBUS, OH
Past
December 6, 1995 - November 20, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
November 4, 1994 - December 5, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GRYPHON FINANCIAL PARTNERS
GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT
CRD#: 288210 / SEC#: 801-110583
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(6/7/2017)
IAR
Texas(6/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/27/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GF
GRYPHON FINANCIAL PARTNERS
GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT
CRD#: 288210 / SEC#: 801-110583
RIA
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Contact information
Main Address
325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215
Mailing Address
Phone number
(614) 929-2880
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,579 |
| AUM (Assets Under Management) | $ 2,033,871,278 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2024 | ||
| 12/18/2023 | ||
| 10/25/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRYPHON FINANCIAL PARTNERS
Founder, CEOCRD#: 288210Columbus, OH 43215TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
