John W. Ziegler
Professional summary
John William Ziegler is a registered financial professional currently at LSH PARTNERS SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Ziegler's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2022 - Present
LSH PARTNERS SECURITIES LLC
Office #1: 780 Third Avenue 11th Floor, New York, NY 10017April 21, 2005 - October 9, 2015
SANDLER, O'NEILL & PARTNERS, L.P.
September 9, 1994 - April 21, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2023)
Exams
Series 79TO
Date: 4/12/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/5/2022
General Securities Representative ExaminationFINRA
Current Firm
LSH PARTNERS SECURITIES LLC
CRD#: 284952 / SEC#: , 8-69817
Contact information
FINRA licenses (39 States and Territories)
Documents
Red Flags
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