Paul E. Miller

FIRST FOUNDATION ADVISORS

LOS ANGELES, CA 90024

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CRD#: 2528930

Professional summary

Paul Edward Miller is a registered financial advisor currently at FIRST FOUNDATION ADVISORS located in Los Angeles, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Paul has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2012 - Present

FIRST FOUNDATION ADVISORS

Office #1: 10850 Wilshire Blvd Suite 100, Los Angeles, CA 90024

RIA

CRD#: 106075

LOS ANGELES, CA

Past

December 6, 2006 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

LOS ANGELES, CA

Past

October 27, 2006 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

LOS ANGELES, CA

Past

January 24, 2005 - November 25, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

December 1, 2002 - August 23, 2004

UST SECURITIES CORP.

CRD#: 13906

STAMFORD, CT

Past

March 24, 1995 - December 1, 2002

UST FINANCIAL SERVICES CORP.

CRD#: 36881

NEW YORK, NY

Past

August 25, 1994 - January 4, 1995

UST SECURITIES CORP.

CRD#: 13906

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST FOUNDATION ADVISORS

FIRST FOUNDATION ADVISORS | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | FIRST FOUNDATION INVESTMENT MANAGEMENT

CRD#: 106075 / SEC#: 801-35973

RIA

Registered Investment Advisory firm - (2/28/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/28/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/5/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/24/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIRST FOUNDATION ADVISORS

FIRST FOUNDATION ADVISORS | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | FIRST FOUNDATION INVESTMENT MANAGEMENT

CRD#: 106075 / SEC#: 801-35973

RIA

Registered Investment Advisory firm - (2/28/1990 Approved)

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Contact information

Main Address

18101 Von Karman Ave Suite 700, Irvine, CA 92612-1051

Mailing Address

Phone number

(949) 476-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST FOUNDATION ADVISORS BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 5,445,880,088

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2025	Cover Page	Report
12/04/2024	Cover Page	Report
09/27/2024	Cover Page	Report
08/30/2023	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul E. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

DEUTSCHE BANK SECURITIES INC.

UST SECURITIES CORP.

UST FINANCIAL SERVICES CORP.

UST SECURITIES CORP.

Primary Firm SEC Registration

FIRST FOUNDATION ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2012

Series 66

Date: 12/5/2006

Series 63

Date: 10/6/1994

Series 7

Date: 10/2/2001

Series 6

Date: 8/24/1994

Current Firm

FIRST FOUNDATION ADVISORS

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST FOUNDATION ADVISORS

TRUST BUT VERIFY

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