Gustavo A. Olivera
Professional summary
Gustavo Adolfo Olivera was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gustavo is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Gustavo had worked at 9 firms, which includes J P TURNER & COMPANY CAPITAL MANAGEMENT LLC, J.P. TURNER & COMPANY L.L.C., QUICK & REILLY INC., PRUDENTIAL EQUITY GROUP LLC, UBS FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, NYLIFE SECURITIES LLC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2007 - June 16, 2009
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 20, 2004 - June 16, 2009
J.P. TURNER & COMPANY, L.L.C.
May 10, 2002 - October 30, 2002
QUICK & REILLY, INC.
September 25, 2000 - September 17, 2001
PRUDENTIAL EQUITY GROUP, LLC
December 22, 1998 - October 9, 2000
UBS FINANCIAL SERVICES INC.
October 8, 1996 - December 21, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 1995 - August 29, 1996
NYLIFE SECURITIES LLC
September 7, 1994 - March 20, 1995
METROPOLITAN LIFE INSURANCE COMPANY
September 7, 1994 - March 20, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
CRD#: 124446 / SEC#: 801-67970
Contact information
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