Antonio L. Rosado Santiago
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Luis Rosado Santiago, who also goes by Antonio Luis Rosado, Papo Rosado, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1994. Antonio had worked at 6 firms and has passed the Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2003 - May 3, 2021
RD CAPITAL GROUP, INC.
October 9, 2001 - August 2, 2002
PRUDENTIAL EQUITY GROUP, LLC
September 7, 1999 - November 27, 2000
RURAL SECURITIES, INC.
November 11, 1997 - January 22, 1998
SAMUEL A. RAMIREZ & COMPANY, INC.
January 3, 1996 - November 3, 1997
CLARK MELVIN SECURITIES CORPORATION
October 18, 1994 - November 1, 1995
LEHWALD, OROSEY & PEPE INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
RD CAPITAL GROUP, INC.
CRD#: 37470 / SEC#: , 8-47759
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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