Jason C. Erickson

ALTERNATIVE STRATEGIES GROUP

Sioux Falls, SD 57104

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CRD#: 2527905

Professional summary

Jason Christopher Erickson is a registered financial advisor currently at ALTERNATIVE STRATEGIES GROUP, INC. located in Sioux Falls, South Dakota.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jason has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Christopher Erickson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2014 - Present

ALTERNATIVE STRATEGIES GROUP, INC.

Office #1: 196 E. 6th Street Suite 102, Sioux Falls, SD 57104

RIA

CRD#: 169949

Sioux Falls, SD

Past

February 6, 2014 - April 2, 2024

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SIOUX FALLS, SD

Past

October 7, 2010 - February 6, 2014

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

SIOUX FALLS, SD

Past

April 29, 2010 - February 6, 2014

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

SIOUX FALLS, SD

Past

October 18, 2002 - April 30, 2010

OKOBOJI FINANCIAL SERVICES, INC.

CRD#: 33727

SIOUX FALLS, SD

Past

September 9, 1997 - October 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SIOUX FALLS, SD

Past

August 13, 1997 - October 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 18, 1997 - August 15, 1997

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

September 13, 1994 - September 8, 1995

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/14/2014)

IAR

Minnesota
(2/11/2014)

IAR

Nebraska
(11/13/2024)

IAR

South Dakota
(2/7/2014)

IAR

Texas
(9/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/23/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/23/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

ALTERNATIVE STRATEGIES GROUP, INC.

CRD#: 169949 / SEC#:

Iowa

Registered Investment Advisory firm - (2/14/2014 Approved)

Minnesota

Registered Investment Advisory firm - (2/11/2014 Approved)

Nebraska

Registered Investment Advisory firm - (11/13/2024 Approved)

South Dakota

Registered Investment Advisory firm - (2/7/2014 Approved)

Texas

Registered Investment Advisory firm - (9/2/2015 Conditional Restricted)

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Contact information

Main Address

196 E. 6th Street Suite 102, Sioux Falls, SD 57104

Mailing Address

Phone number

(605) 275-1011

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	622
AUM (Assets Under Management)	$ 63,998,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason C. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Christopher Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTERNATIVE STRATEGIES GROUP, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

OKOBOJI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CETERA INVESTMENT SERVICES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2010

Series 63

Date: 9/12/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/14/1997

Series 6

Date: 9/12/1994

Series 10

Date: 6/23/2000

Series 9

Date: 6/23/2000

Current Firm

ALTERNATIVE STRATEGIES GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALTERNATIVE STRATEGIES GROUP, INC.

TRUST BUT VERIFY

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