John T. Best
Professional summary
John Trevor Best, who also goes by John T Best, is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Trevor Best's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2016 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022April 25, 2014 - October 30, 2014
KOYOTE TRADING LLC
November 29, 2011 - October 24, 2013
AGILE PT GROUP LLC
October 19, 2010 - October 21, 2011
G-2 TRADING,LLC
October 19, 2009 - November 5, 2009
ECHOTRADE LLC
February 9, 2009 - August 21, 2009
G-2 TRADING,LLC
October 3, 1997 - November 9, 1998
CIBC WORLD MARKETS CORP.
January 17, 1995 - September 9, 1997
GILFORD SECURITIES INCORPORATED
August 24, 1994 - July 19, 1995
W.J. GALLAGHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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