John T. Best

H.C.WAINWRIGHT & CO.

NEW YORK, NY 10022

CRD#: 2527816

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Professional summary

John Trevor Best, who also goes by John T Best, is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John T Best

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Trevor Best's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2016 - Present

H.C.WAINWRIGHT & CO., LLC

Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022

CRD#: 375

NEW YORK, NY

Past

April 25, 2014 - October 30, 2014

KOYOTE TRADING LLC

CRD#: 149672

NEW YORK, NY

Past

November 29, 2011 - October 24, 2013

AGILE PT GROUP LLC

CRD#: 155177

NEW YORK, NY

Past

October 19, 2010 - October 21, 2011

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

October 19, 2009 - November 5, 2009

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

February 9, 2009 - August 21, 2009

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

October 3, 1997 - November 9, 1998

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

January 17, 1995 - September 9, 1997

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

August 24, 1994 - July 19, 1995

W.J. GALLAGHER & COMPANY, INC.

CRD#: 11097

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/12/2016)

Exams

State Security Law Exam

Series 63

Date: 5/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/22/1995

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

H.C.WAINWRIGHT & CO., LLC

CRD#: 375 / SEC#: , 8-43115

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

430 Park Avenue 4th Floor, New York, NY 10022

Mailing Address

430 Park Avenue 4th Floor, New York, NY 10022

Phone number

(212) 356-0500

Established

Delaware since 04/10/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HCWHC INC	SHAREHOLDER
CERASO, MATTHEW PAUL	FINOP, PFO, POO	6822268
SILVERA, EDWARD DAVID	CHIEF EXECUTIVE OFFICER AND CHIEF OPERATIONS OFFICER	6216348
YANOW, JONATHAN TODD	CHIEF COMPLIANCE OFFICER	6516303

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

John T. Best

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Trevor Best's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOYOTE TRADING LLC

AGILE PT GROUP LLC

G-2 TRADING,LLC

ECHOTRADE LLC

G-2 TRADING,LLC

CIBC WORLD MARKETS CORP.

GILFORD SECURITIES INCORPORATED

W.J. GALLAGHER & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2016

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/23/1994

Series 24

Date: 1/8/2018

Series 4

Date: 8/22/1995

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

H.C.WAINWRIGHT & CO., LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

H.C.WAINWRIGHT & CO., LLC

TRUST BUT VERIFY

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