Kaushal B. Majmudar

RIDGEWOOD INVESTMENTS

Springfield, NJ 07081

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CRD#: 2527197

Professional summary

Kaushal Bhupendra Majmudar, who also goes by Kaushal Ken Majmudar, Ken Majmudar, is a registered financial advisor currently at RIDGEWOOD INVESTMENTS located in Springfield, New Jersey.

Kaushal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kaushal has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kaushal Ken Majmudar | Ken Majmudar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President, Ridgewood Investments, Inc. - private investment/holding company (primary role over 20 hours per week). Officer, Freedom Income Fund Management and other private funds(see Ridgewood's ADV) Other Ownership Interests: 40% - Jersey EcoRoofing, LLC. 30% - Banksmore Real Estate Holding Company. 100% - 623 Morris Avenue office building (via F28 Holdings/Investments/Enterprises/Properties). 50% Owner, Ananta India Growth Fund - foreign adviser/private fund based in Mauritius; independent ownership from Ridgewood; no direct compensation for recommendations CEO, Global Asset Services-consulting for other businesses

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaushal Bhupendra Majmudar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2002 - Present

RIDGEWOOD INVESTMENTS

Office #1: 623 Morris Avenue, Springfield, NJ 07081

RIA

CRD#: 121220

Springfield, NJ

Past

September 17, 2012 - November 8, 2013

SIGNET FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 105310

UNION, NJ

Past

April 7, 2003 - November 17, 2003

PORT FINANCIAL LLC

CRD#: 114207

WESTPORT, CT

Past

September 16, 2002 - December 31, 2006

RIDGEWOOD INVESTMENTS

RIA

CRD#: 121220

SOUTH ORANGE, NJ

Past

October 27, 1999 - March 1, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 12, 1996 - February 14, 1998

D.H. BLAIR INVESTMENT BANKING CORP.

CRD#: 28502

NEW YORK, NY

Past

August 31, 1994 - April 22, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIDGEWOOD INVESTMENTS

CRD#: 121220 / SEC#: 801-66378

RIA

Registered Investment Advisory firm - (3/23/2006 Approved)

California

Registered Investment Advisory firm - (3/27/2006 Terminated)

New Jersey

Registered Investment Advisory firm - (8/24/2006 Terminated)

New York

Registered Investment Advisory firm - (8/24/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/16/2002)

IAR

Pennsylvania
(9/17/2025)

IAR

Texas
(2/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/28/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/15/2003

General Securities Principal Examination

Current Firm

RIDGEWOOD INVESTMENTS

CRD#: 121220 / SEC#: 801-66378

RIA

Registered Investment Advisory firm - (3/23/2006 Approved)

California

Registered Investment Advisory firm - (3/27/2006 Terminated)

New Jersey

Registered Investment Advisory firm - (8/24/2006 Terminated)

New York

Registered Investment Advisory firm - (8/24/2006 Terminated)

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Contact information

Main Address

623 Morris Avenue, Springfield, NJ 07081

Mailing Address

Phone number

(973) 544-6970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIDGEWOOD DISCLOSURE BROCHURE (10/27/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 346,679,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kaushal B. Majmudar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaushal Bhupendra Majmudar's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNET FINANCIAL MANAGEMENT, LLC

PORT FINANCIAL LLC

RIDGEWOOD INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

D.H. BLAIR INVESTMENT BANKING CORP.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

RIDGEWOOD INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/1998

Series 63

Date: 9/16/1994

Series 7

Date: 8/28/1994

Series 24

Date: 4/15/2003

Current Firm

RIDGEWOOD INVESTMENTS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIDGEWOOD INVESTMENTS

TRUST BUT VERIFY

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