Frederick S. Menslage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Steven Menslage was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1994. Frederick had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2009 - December 31, 2020
SCF INVESTMENT ADVISORS, INC.
February 28, 2007 - December 31, 2020
SCF SECURITIES, INC.
February 2, 2004 - March 1, 2007
CETERA WEALTH SERVICES, LLC
December 6, 2002 - January 7, 2004
PARK AVENUE SECURITIES LLC
October 8, 1999 - December 2, 2002
FINANCIAL WEST GROUP
June 30, 1999 - December 2, 2002
FINANCIAL WEST GROUP
June 9, 1998 - February 23, 1999
WALNUT STREET SECURITIES, INC.
December 11, 1995 - April 13, 1998
WALNUT STREET SECURITIES, INC.
October 25, 1995 - November 9, 1995
CHATFIELD DEAN & CO., INC.
September 8, 1994 - May 30, 1995
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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