Robert L. Siddons
Professional summary
Robert Leon Siddons is a registered financial professional currently at BROKERTEC AMERICAS LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 3 firms and has passed the Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Leon Siddons's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2017 - Present
BROKERTEC AMERICAS LLC
Office #1: 300 Vesey Street 7th Floor, New York, NY 10282February 19, 2002 - February 10, 2017
ICAP SECURITIES USA LLC
May 23, 1996 - January 25, 2002
ICAP SECURITIES USA LLC
August 12, 1994 - February 28, 1996
GARBAN INTERNATIONAL LIMITED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
BROKERTEC AMERICAS LLC
CRD#: 47477 / SEC#: , 8-51803
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROKERTEC HOLDINGS INC. | 100% OWNERSHIP | |
| CALDERON, DAVID JASON | CHIEF FINANCIAL OFFICER | 4575354 |
| DENNIS, MICHAEL | DIRECTOR | 4192184 |
| HIRSCHMANN, ELISA M | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 5112554 |
| WAKEFIELD, JONATHAN BISHOP | CEO - CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1676639 |
| WEINMAN, ANDREW LEONARD | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5209879 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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