Hugh W. Beecher
CITIZENS PRIVATE WEALTH | Wealth Manager
SAN FRANCISCO, CA 94111
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CRD#: 2526363
Professional summary
Hugh W Beecher, who also goes by Hugh Warren Beecher, is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in San Francisco, California and CITIZENS SECURITIES, INC. located in San Francisco, California.
Hugh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Hugh has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Trading individual securities
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
25M
Are you a "fiduciary"?
Yes
Aliases
Hugh Warren Beecher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a registered representative of First Republic Securities Company, LLC, a SEC and FINRA registered broker-dealer. I am also an investment adviser representative of First Republic Investment Management, Inc. (Firm CRD# 108559), an SEC registered investment adviser. The majority of my time is devoted to activities for First Republic Investment Management, Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Hugh W Beecher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2024 - Present
CITIZENS PRIVATE WEALTH
Office #1: 101 California Street, San Francisco, CA 94111RIA
CRD#: 106743
SAN FRANCISCO, CA
Current
April 19, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 101 California Street, San Francisco, CA 94111RIA
BD
CRD#: 39550
SAN FRANCISCO, CA
Current
April 19, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 101 California Street, San Francisco, CA 94111RIA
BD
CRD#: 39550
SAN FRANCISCO, CA
Past
March 26, 2024 - April 20, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
San Francisco, CA
Past
September 29, 2023 - April 20, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
San Francisco, CA
Past
January 16, 2015 - April 22, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
San Francisco, CA
Past
January 16, 2015 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
San Francisco, CA
Past
June 1, 2012 - January 30, 2015
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
SAN FRANCISCO, CA
Past
June 1, 2012 - January 30, 2015
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
SAN FRANCISCO, CA
Past
July 7, 2010 - June 29, 2012
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
SAN FRANCISCO, CA
Past
July 2, 2010 - June 29, 2012
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
SAN FRANCISCO, CA
Past
February 11, 2002 - October 14, 2010
BEECHER INVESTMENT MANAGEMENT
RIA
CRD#: 118846
SAN RAFAEL, CA
Past
August 25, 1994 - December 17, 1996
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2024)
RR
Alaska(4/19/2024)
RR
Arizona(4/19/2024)
RR
Arkansas(4/19/2024)
RR
California(4/19/2024)
IAR
California(4/19/2024)
RR
Colorado(4/19/2024)
RR
Connecticut(4/19/2024)
RR
Delaware(4/19/2024)
RR
District of Columbia(4/19/2024)
RR
Florida(4/19/2024)
RR
Georgia(4/19/2024)
RR
Hawaii(4/22/2024)
RR
Idaho(4/19/2024)
RR
Illinois(4/19/2024)
RR
Indiana(4/19/2024)
RR
Iowa(4/19/2024)
RR
Kansas(4/19/2024)
RR
Kentucky(4/19/2024)
RR
Louisiana(4/19/2024)
RR
Maine(4/19/2024)
RR
Maryland(4/19/2024)
RR
Massachusetts(4/19/2024)
RR
Michigan(4/19/2024)
RR
Minnesota(4/19/2024)
RR
Mississippi(4/19/2024)
RR
Missouri(4/19/2024)
RR
Montana(4/19/2024)
RR
Nebraska(4/19/2024)
RR
Nevada(4/19/2024)
RR
New Hampshire(4/19/2024)
RR
New Jersey(4/19/2024)
RR
New Mexico(4/19/2024)
RR
New York(4/19/2024)
RR
North Carolina(4/19/2024)
RR
North Dakota(4/19/2024)
RR
Ohio(4/19/2024)
RR
Oklahoma(4/19/2024)
RR
Oregon(4/19/2024)
RR
Pennsylvania(4/19/2024)
RR
Puerto Rico(4/19/2024)
RR
Rhode Island(4/19/2024)
RR
South Carolina(4/19/2024)
RR
South Dakota(4/19/2024)
RR
Tennessee(4/19/2024)
RR
Texas(4/19/2024)
IAR
Texas(4/19/2024)
RR
Utah(4/19/2024)
RR
Vermont(4/19/2024)
RR
Virginia(4/19/2024)
RR
Washington(4/19/2024)
RR
West Virginia(4/19/2024)
RR
Wisconsin(4/19/2024)
RR
Wyoming(4/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 White Plains Road 3rd Floor, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 846-0100
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS PRIVATE WEALTH
Wealth ManagerCRD#: 106743San Francisco, CA 94111TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
