Kenneth Allen
Professional Summary
Kenneth Allen, who also goes by Kenneth Craig Allen, is a registered financial advisor currently at STONEHAVEN, LLC located in New York, New York. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenneth Craig Allen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
STONEHAVEN, LLC
Contact Information
Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020Phone Number
(917) 349-7050Established
Delaware since 10/12/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/1/2024)
(1/2/2025)
(1/2/2025)
(1/31/2024)
(2/2/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2013About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kenneth Allen's CRS (Customer Relationship Summary).
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