Robert I. Kaplan
Professional summary
Robert Ira Kaplan, who also goes by Robert Ira Kaplan Mr., is a registered financial professional currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Ira Kaplan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2018 - Present
MADISON GLOBAL PARTNERS LLC
Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788Office #2: 14 East 38th Street 7th Floor, New York, NY 10016July 10, 2010 - March 20, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 20, 2007 - July 20, 2010
THOMAS WEISEL PARTNERS LLC
May 8, 2000 - February 27, 2007
GLEACHER & COMPANY SECURITIES, INC.
June 4, 1996 - September 10, 1999
CROWN FINANCIAL GROUP, INC.
January 25, 1996 - May 9, 1996
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MADISON GLOBAL PARTNERS LLC
CRD#: 285406 / SEC#: , 8-69839
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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