Ira R. Fortgang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Russell Fortgang was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1994. Ira had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2007 - October 12, 2012
OSCAR GRUSS & SON INCORPORATED
June 3, 2002 - August 1, 2007
FARINA & ASSOCIATES, INC.
November 27, 2001 - February 26, 2002
LABRANCHE FINANCIAL SERVICES, LLC
October 26, 2001 - November 16, 2001
LABRANCHE FINANCIAL SERVICES, LLC
October 5, 2001 - May 13, 2002
GALWAY SECURITIES CORPORATION
December 4, 2000 - October 5, 2001
LEE SECURITIES CORP
October 1, 2000 - November 30, 2000
J.H. HEFFERNAN SECURITIES, INC.
May 17, 1996 - July 22, 1996
WORLDCO, L.L.C.
December 5, 1995 - May 28, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
January 18, 1995 - May 11, 1999
M.S. FARRELL & COMPANY, INC.
December 2, 1994 - January 11, 1995
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/3/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 1/20/2000
NYSE Trading Assistant ExaminationCurrent Firm
OSCAR GRUSS & SON INCORPORATED
CRD#: 2091 / SEC#: , 8-22371
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 5 |
| Judgment/Lien | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
