Edward A. Soltys
Professional summary
Edward Anthony Soltys JR, CIMA®, who also goes by Edward Soltys, is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1994. Edward has worked at 8 firms and has passed the Series 63, Series 3, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Anthony Soltys JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2021 - Present
LARRAINVIAL SECURITIES US LLC
Office #1: 400 Madison Avenue Suite 5c, New York, NY 10017May 1, 2012 - January 29, 2021
CREDIT SUISSE SECURITIES (USA) LLC
January 1, 2001 - June 18, 2012
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
June 1, 2000 - January 1, 2001
PERSHING LLC
March 18, 1999 - June 1, 2000
FUNDS DISTRIBUTOR, LLC
August 21, 1996 - February 17, 1999
PERSHING LLC
February 2, 1996 - July 10, 1996
PNC BROKERAGE CORP
June 29, 1995 - August 8, 1996
ESSEX NATIONAL SECURITIES, LLC
August 25, 1994 - February 22, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2022)
(2/24/2022)
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(11/23/2021)
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(2/16/2022)
(2/9/2022)
Exams
FINRA
Current Firm
LARRAINVIAL SECURITIES US LLC
CRD#: 152424 / SEC#: , 8-68452
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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