Frederick I. Pinkham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Irving Pinkham, who also goes by Fred I Pinkham, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1994. Frederick had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2002 - July 7, 2014
GROVE POINT INVESTMENTS, LLC
January 2, 2002 - July 7, 2014
GROVE POINT INVESTMENTS, LLC
November 20, 2000 - December 31, 2001
MID ATLANTIC INVESTOR SERVICES, INC.
May 15, 1996 - November 16, 2000
HOWARD WEIL INCORPORATED
January 1, 1996 - May 21, 1996
IFG NETWORK SECURITIES, INC.
October 11, 1994 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
