Carl R. Maccarrone

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CRD#: 2525269

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carl Russell Maccarrone, who also goes by Carl R. Maccarrone, Carl Maccarrone, was a registered financial professional .

Carl is a previously registered financial professional and started their career in finance in 1998. Carl had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Carl R. Maccarrone | Carl Maccarrone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] BIG MAC MUSICAL ENTERPRISE; NOT INVESTMENT RELATED; ADDRESS: 42355 FORREST OAKS DRIVE, ELIZABETH, CO 80107; NATURE: MUSIC; POSITION: OWNER-SOLE PROPRIETOR, ARTIST AND MUSICIAN; STARTED: JANUARY 1986; APPROX. 4 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS: RESPONSIBILITIES: MUSICAL PERFORMANCES AND INSTRUMENT REPAIR. [2] SIGNAL FINANCIAL SERVICES, LLC, PREVIOUSLY KNOWN AS CARL R. MACCARRONE, SELF-EMPLOYED ENROLLED AGENT UP TO 01/2005; NOT INVESTMENT RELATED; ADDRESS: 15101 E. ILIFF AVENUE, SUITE 240, AURORA, CO 80014; NATURE: TAX PREPARATION: POSITION: MEMBER,OWNER-SOLE PROPRIETOR, MANAGER, ENROLLED AGENT AND INDEPENDENT MEDICARE, HEALTH AND DENTAL INSURANCE AGENT; STARTED: 01-01-2015; APPROX. 100 HRS/MONTH; APPROX. 100 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: TAX PREPARATION AND ACCOUNTING, TAX CONSULTING, TAXPAYER REPRESENTATION, COMPANY MANAGEMENT AS WELL AS EDUCATION AND SALES OF MEDICARE SUPPLEMENT PLANS, HEALTH AND DENTAL INSURANCE AND OTHER RELATED SERVICES. [3] GROWSTRONG WEALTH INSURANCE, LLC, INVESTMENT RELATED; LOVELAND, CO; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 09/2021 ; APPROX. 50 HRS/MONTH; APPROX. 50 HRS/MONTH DURING TRADING HOURS (TOTAL ON INSURANCE); RESPONSIBILITIES: INSURANCE SALES AND SERVICES. [4] INTUIT, NOT INVESTMENT RELATED; LOVELAND, CO; NATURE: TAXES; POSITION: TAX CONSULTANT; STARTED: 03/2021 ; APPROX. 88 HRS/MONTH DURING TAX SEASON; APPROX. 64 HRS/MONTH DURING TRADING HOURS DURING TAX SEASON; RESPONSIBILITIES: TAX ADVICE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 25, 2020 - March 6, 2024

GROWSTRONG WEALTH STRATEGIES

RIA

CRD#: 308299

Elizabeth, CO

Past

September 23, 2019 - December 18, 2020

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA

CRD#: 158292

Aurora, CO

Past

October 7, 2004 - October 16, 2018

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

AURORA, CO

Past

September 4, 1998 - October 16, 2018

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

AURORA, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GROWSTRONG WEALTH STRATEGIES

BRETT REID WEALTH MANAGEMENT | GUIDED WEALTH STRATEGIES, LLC. | GROWSTRONG WEALTH STRATEGIES, LLC | GROWSTRONG WEALTH STRATEGIES | GROWSTRONG 401K

CRD#: 308299 / SEC#: 801-120506

RIA

Registered Investment Advisory firm - (3/12/2021 Approved)

Colorado

Registered Investment Advisory firm - (3/26/2021 Terminated)

Kansas

Registered Investment Advisory firm - (3/22/2021 Terminated)

Montana

Registered Investment Advisory firm - (3/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/3/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GROWSTRONG WEALTH STRATEGIES

BRETT REID WEALTH MANAGEMENT | GUIDED WEALTH STRATEGIES, LLC. | GROWSTRONG WEALTH STRATEGIES, LLC | GROWSTRONG WEALTH STRATEGIES | GROWSTRONG 401K

CRD#: 308299 / SEC#: 801-120506

RIA

Registered Investment Advisory firm - (3/12/2021 Approved)

Colorado

Registered Investment Advisory firm - (3/26/2021 Terminated)

Kansas

Registered Investment Advisory firm - (3/22/2021 Terminated)

Montana

Registered Investment Advisory firm - (3/22/2021 Terminated)

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Contact information

Main Address

736 Whalers Way Suite G100, Fort Collins, CO 80525

Mailing Address

Phone number

(866) 535-2774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A SEC (3/19/2025)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 103,273,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carl R. Maccarrone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLOBAL VIEW CAPITAL MANAGEMENT LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

GROWSTRONG WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2004

Series 63

Date: 8/5/2004

SIE

Date: 10/1/2018

Series 6

Date: 9/3/1998

Current Firm

GROWSTRONG WEALTH STRATEGIES

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GROWSTRONG WEALTH STRATEGIES

TRUST BUT VERIFY

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