Antonio R. Santoro

COMMERZ MARKETS LLC

NEW YORK, NY 10281

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CRD#: 2525232

Professional summary

Antonio Robert Santoro, who also goes by Tony Santoro, is a registered financial professional currently at COMMERZ MARKETS LLC located in New York, New York.

Antonio is registered as a RR (Registered Representative) and started their career in finance in 1998. Antonio has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tony Santoro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Antonio Robert Santoro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2012 - Present

COMMERZ MARKETS LLC

Office #1: 225 Liberty Street, New York, NY 10281

CRD#: 41957

NEW YORK, NY

Past

July 18, 2011 - December 23, 2011

ING FINANCIAL MARKETS LLC

CRD#: 28872

NEW YORK, NY

Past

March 29, 2010 - July 15, 2011

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

NEW YORK, NY

Past

December 2, 2008 - March 9, 2010

ATLAS ONE FINANCIAL GROUP, LLC

CRD#: 124057

NEW YORK, NY

Past

September 5, 2003 - November 4, 2008

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

February 4, 2002 - January 6, 2003

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

CRD#: 24074

NEW YORK, NY

Past

October 2, 1998 - February 1, 2002

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/16/2012)

Exams

State Security Law Exam

Series 63

Date: 10/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/8/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/1/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COMMERZ MARKETS LLC

COMMERZ MARKETS LLC | DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC | DRESDNER KLEINWORT SECURITIES LLC | DRESDNER KLEINWORT BENSON NORTH AMERICA LLC | COMMERZBANK

CRD#: 41957 / SEC#: , 8-49647

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

225 Liberty Street, New York, NY 10281

Mailing Address

225 Liberty Street, New York, NY 10281

Phone number

(212) 266-7200

Established

Delaware since 05/28/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
COMMERZBANK AG	SHAREHOLDER
BARBELLA, JOSEPH	CHIEF COMPLIANCE OFFICER	5058379
DEFREN, JOHN CHARLES	CHIEF LEGAL OFFICER	5917742
GEREMIA, JOHN MICHAEL	PRESIDENT/MEMBER BOARD OF MANAGERS	1794769
HOLSTEN, ANDREAS FRITZ BRUNO	MEMBER BOARD OF MANAGERS
HUBLEY, YOKO	CFO/FINOP	4297053
LI, SU-CHANG	PRINCIPAL OPERATIONS OFFICER/FINOP	4990155
LLOYD, KEITH ROSWELL	MEMBER BOARD OF MANAGERS	2836268
ROYAN, LEE-ANN	CHIEF OPERATING OFFICER	4860551
SOENNECKEN SCHMIDT, SILKE	MEMBER BOARD OF MANAGERS
TONER, JOSEPH GREGORY	TREASURER	4910635

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Antonio R. Santoro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Antonio Robert Santoro's CRS (Customer Relationship Summary).

Certified licenses

Experience

ING FINANCIAL MARKETS LLC

BRICKELL GLOBAL MARKETS, INC.

ATLAS ONE FINANCIAL GROUP, LLC

COMMERZ MARKETS LLC

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

COMMERZ MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/1998

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/8/2007

Series 7

Date: 10/1/1998

FINRA

Current Firm

COMMERZ MARKETS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COMMERZ MARKETS LLC

TRUST BUT VERIFY

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