Helge Petermann

SNOWBRIDGE SECURITIES LLC

Palm Beach Gardens, FL 33410

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CRD#: 2525207

Professional summary

Helge Petermann, who also goes by -, is a registered financial professional currently at SNOWBRIDGE SECURITIES LLC located in Palm Beach Gardens, Florida.

Helge is registered as a RR (Registered Representative) and started their career in finance in 1994. Helge has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Helge Petermann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2022 - Present

SNOWBRIDGE SECURITIES LLC

Office #1: 3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410

CRD#: 301996

Palm Beach Gardens, FL

Past

October 4, 2013 - December 8, 2014

GLOBAL VENTURES CAPITAL, LLC

CRD#: 167018

NEW YORK, NY

Past

September 12, 2012 - October 21, 2022

INTE SECURITIES LLC

CRD#: 47107

NEW YORK, NY

Past

June 6, 2011 - February 29, 2012

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

October 12, 2010 - June 1, 2011

PEX GLOBAL INC.

CRD#: 153131

NEW YORK, NY

Past

September 29, 2004 - April 28, 2009

CAPITAL DYNAMICS, INC.

CRD#: 130320

NEW YORK, NY

Past

August 2, 2000 - May 1, 2002

FIVE ARROWS CAPITAL MARKETS LLC

CRD#: 103806

NEW YORK, NY

Past

December 2, 1999 - April 17, 2002

ROTHSCHILD & CO US INC.

CRD#: 2910

NEW YORK, NY

Past

October 25, 1996 - April 1, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 21, 1994 - September 7, 1996

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/11/2023)

New York
(10/24/2022)

Oregon
(12/11/2023)

Washington
(12/11/2023)

Exams

State Security Law Exam

Series 63

Date: 7/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/25/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SNOWBRIDGE SECURITIES LLC

ROUNDHOUSE SECURITIES LLC | SNOWBRIDGE SECURITIES LLC

CRD#: 301996 / SEC#: , 8-70363

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410

Mailing Address

3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410

Phone number

(212) 433-3904

Established

Delaware since 08/25/2021

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SNOWBRIDGE HOLDINGS LLC	OWNER
PRINCE, TRISHA ANNE	CCO	2941980
SCHROEDER, MARK JAMES	CEO	1969149
SIPINICK, KATHY EFREM	FINOP	3248100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Helge Petermann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Helge Petermann's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL VENTURES CAPITAL, LLC

INTE SECURITIES LLC

CANTOR FITZGERALD & CO.

PEX GLOBAL INC.

CAPITAL DYNAMICS, INC.

FIVE ARROWS CAPITAL MARKETS LLC

ROTHSCHILD & CO US INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/16/2004

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/1/1994

Series 24

Date: 6/25/2004

FINRA

Current Firm

SNOWBRIDGE SECURITIES LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SNOWBRIDGE SECURITIES LLC

TRUST BUT VERIFY

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