SH
Stanford G. Hirata
CETERA INVESTMENT ADVISERS LLC
SACRAMENTO, CA 95864
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CRD#: 2525034
SH
Professional summary
Stanford Gunso Hirata is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sacramento, California and CETERA ADVISORS LLC located in Sacramento, California.
Stanford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Stanford has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)FINRA; ARBITRATION; START DATE:10/01/1997. 2.)SACRAMENTO SENATOR LIONS CLUB; MEMBER; NON-PROFIT ORGANIZATION; START DATE:1/1/1991. 3.)CAPITAL LEGACY INVESTEMENTS, LLC; REAL ESTATE. 4.) WOODCREEK WEALTH MANAGEMENT; OWNER; ONLY OFFERS CETERA ADVISORS PRODUCTS/SERVICES; 160 HOURS PER MONTH 5.) NAME OF OTHER BUSINESS: FIRST US COMMUNITY CREDIT UNION; INVESTMENT RELATED: NO; ADDRESS: 580 UNIVERSITY AVENUE, SACRAMENTO, CA 95825; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: ASSOCIATE BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: POLICY AND GOVERNANCE AS IT RELATES TO THE BUSINESS OF THE CREDIT UNION;
CRS (Client Relationship Summary) - RIA
Click below to view Stanford Gunso Hirata's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1817 Maryal Drive Suite 200, Sacramento, CA 95864Office #2: 915 Highland Pointe Dr Ste. 250, Roseville, CA 95678RIA
CRD#: 105644
SACRAMENTO, CA
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1817 Maryal Drive Suite 100, Sacramento, CA 95864BD
CRD#: 10299
SACRAMENTO, CA
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SACRAMENTO, CA
Past
July 8, 1997 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SACRAMENTO, CA
Past
December 15, 1994 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SACRAMENTO, CA
Past
August 31, 1994 - August 29, 1995
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/8/2022)
RR
Arizona(9/8/2022)
IAR
California(11/12/2020)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Florida(9/8/2022)
RR
Hawaii(9/8/2022)
RR
Idaho(9/8/2022)
RR
Illinois(9/8/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Missouri(7/18/2023)
RR
Montana(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Mexico(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
Oklahoma(11/2/2022)
RR
Oregon(9/8/2022)
RR
South Carolina(8/12/2025)
IAR
Texas(9/10/2021)
RR
Texas(9/8/2022)
RR
Utah(9/8/2022)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sacramento, CA 95864TRUST BUT VERIFY
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