Richard F. Nejame

ENGLAND SECURITIES

NEW YORK, NY 10020

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CRD#: 2524951

Professional summary

Richard Fareed Nejame is a registered financial professional currently at ENGLAND SECURITIES, LLC located in New York, New York.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Fareed Nejame's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2024 - Present

ENGLAND SECURITIES, LLC

Office #1: 1270 Avenue Of The Americas Suite 1202, New York, NY 10020

CRD#: 129932

NEW YORK, NY

Past

July 6, 2022 - April 5, 2023

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

Past

June 25, 2020 - August 10, 2022

FOCALPOINT SECURITIES, LLC

CRD#: 133168

New York, NY

Past

September 25, 2018 - July 8, 2019

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

Past

April 6, 2012 - September 28, 2018

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 1, 2008 - September 9, 2011

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

April 18, 2007 - July 24, 2008

IMPERIAL CAPITAL, LLC

CRD#: 43744

NEW YORK, NY

Past

July 26, 1999 - March 22, 2007

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

June 14, 1999 - October 5, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

January 25, 1995 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

August 22, 1994 - January 17, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/15/2024)

Exams

State Security Law Exam

Series 63

Date: 9/11/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/4/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ENGLAND SECURITIES, LLC

CRD#: 129932 / SEC#: , 8-66274

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Mailing Address

1000 Louisiana Street Suite 6550, Houston, TX 77002

Phone number

(713) 357-9440

Established

District of Columbia since 11/28/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ENGLAND & COMPANY, LLC	SHAREHOLDER
ENGLAND, CRAIG WILLIAM	MANAGING MEMBER, PRINCIPAL, SHAREHOLDER, CHIEF COMPLIANCE OFFICER	2038219
ENGLAND, CRAIG WILLIAM	FINOP	2038219

Red Flags

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Richard F. Nejame

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Fareed Nejame's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

FOCALPOINT SECURITIES, LLC

B. RILEY SECURITIES, INC.

OPPENHEIMER & CO. INC.

GLEACHER & COMPANY SECURITIES, INC.

IMPERIAL CAPITAL, LLC

LAZARD FRERES & CO. LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 9/11/2007

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1994

Series 24

Date: 4/4/2008

FINRA

Current Firm

ENGLAND SECURITIES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ENGLAND SECURITIES, LLC

TRUST BUT VERIFY

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