Dan G. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Garland Edwards, AIF®, who also goes by Dan Edwards, was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1994. Dan had worked at 11 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2006 - March 13, 2007
ALLIED BEACON PARTNERS, INC.
January 1, 2004 - February 13, 2006
VOYA FINANCIAL ADVISORS, INC.
December 3, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
July 29, 2003 - November 24, 2003
WADDELL & REED
January 16, 2003 - December 31, 2025
PRISM FUND SOLUTIONS, INC.
September 26, 2002 - August 7, 2003
MUTUAL SERVICE CORPORATION
April 1, 2002 - August 28, 2002
FLORIDA INVESTMENT ADVISERS
June 29, 2001 - March 28, 2002
FISERV INVESTOR SERVICES, INC.
April 30, 1999 - March 30, 2001
WALNUT STREET SECURITIES, INC.
March 28, 1996 - November 14, 1997
AON SECURITIES LLC
November 25, 1994 - March 29, 1996
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
