AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
VM

Vincent J. Marra

DOMINARI SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 2524692
VM

Professional summary

Vincent Joseph Marra is a registered financial professional currently at DOMINARI SECURITIES LLC located in New York, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1997. Vincent has worked at 11 firms and has passed the Series 63, Series 6TO, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Joseph Marra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2025 - Present

DOMINARI SECURITIES LLC

Office #1: 725 Fifth Avenue 23rd Fl., New York, NY, 10022
RIA
BD
CRD#: 18975
New York, NY
Past

September 24, 2018 - May 13, 2025

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY
Past

May 23, 2016 - October 10, 2018

DAWSON JAMES SECURITIES, INC.

BD
CRD#: 130645
NEW YORK, NY
Past

January 8, 2013 - May 24, 2016

LAMPERT CAPITAL MARKETS INC.

BD
CRD#: 103725
NEW YORK, NY
Past

March 15, 2011 - February 7, 2013

HALCYON CABOT PARTNERS, LTD.

BD
CRD#: 32664
NEW YORK, NY
Past

April 15, 2010 - March 28, 2011

FORGE FINANCIAL GROUP, INC.

BD
CRD#: 100020
NEW YORK, NY
Past

September 20, 2002 - April 7, 2010

WESTROCK ADVISORS, INC.

BD
CRD#: 114338
NEW YORK, NY
Past

November 27, 2001 - September 18, 2002

THE CONCORD EQUITY GROUP, LLC

BD
CRD#: 14569
ISELIN, NJ
Past

March 30, 2001 - November 30, 2001

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

April 28, 2000 - March 23, 2001

BROADBAND CAPITAL MANAGEMENT, LLC

BD
CRD#: 48001
NEW YORK, NY
Past

July 7, 1997 - April 28, 2000

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY
Past

May 28, 1997 - May 30, 1997

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
Past

January 2, 1997 - May 29, 1997

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DS
DOMINARI SECURITIES LLC
DOMINARI SECURITIES LLC | SPECTRUM FINANCIAL STRATEGIES, INC. | NUTMEG SECURITIES, LTD. | NUTMEG SECURITIES, LLC | METRO PENSION ANALYSTS, LTD. | FUTURES BENEFITS | FREEDOM FINANCIAL SERVICES, INC | FIELDPOINT PRIVATE SECURITIES, LLC | FIELDPOINT PRIVATE SECURITIES LLC | E-BENEFITS

CRD#: 18975 / SEC#: 801-78295, 8-37105

RIA
Registered Investment Advisory firm - SEC (7/31/2013 Approved)
Arizona
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
California
Registered Investment Advisory firm - SEC (9/22/2013 Terminated)
Colorado
Registered Investment Advisory firm - SEC (8/23/2013 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (8/27/2013 Terminated)
Delaware
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Florida
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Georgia
Registered Investment Advisory firm - SEC (8/26/2013 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (8/28/2013 Terminated)
Maryland
Registered Investment Advisory firm - SEC (1/22/2013 Terminated)
Michigan
Registered Investment Advisory firm - SEC (9/9/2013 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/17/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/4/2013 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
New York
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Ohio
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Oregon
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Texas
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/14/2025)
RR
Arizona
(5/14/2025)
RR
Arkansas
(5/14/2025)
RR
California
(5/14/2025)
RR
Colorado
(5/14/2025)
RR
Connecticut
(5/14/2025)
RR
Florida
(5/14/2025)
RR
Georgia
(8/11/2025)
RR
Hawaii
(5/14/2025)
RR
Idaho
(5/14/2025)
RR
Illinois
(5/14/2025)
RR
Indiana
(5/14/2025)
RR
Iowa
(5/19/2025)
RR
Kansas
(5/23/2025)
RR
Louisiana
(5/14/2025)
RR
Minnesota
(5/14/2025)
RR
Missouri
(5/27/2025)
RR
Montana
(11/5/2025)
RR
Nevada
(5/14/2025)
RR
New Mexico
(5/14/2025)
RR
New York
(5/12/2025)
RR
North Carolina
(5/14/2025)
RR
Ohio
(5/14/2025)
RR
Oklahoma
(5/14/2025)
RR
Pennsylvania
(5/14/2025)
RR
Puerto Rico
(5/14/2025)
RR
South Carolina
(5/14/2025)
RR
South Dakota
(5/14/2025)
RR
Texas
(5/14/2025)
RR
Utah
(5/14/2025)
RR
Virgin Islands
(5/14/2025)
RR
Virginia
(5/14/2025)
RR
Washington
(5/14/2025)
RR
West Virginia
(8/1/2025)
RR
Wisconsin
(5/14/2025)
RR
Wyoming
(5/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/31/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

DS
DOMINARI SECURITIES LLC
DOMINARI SECURITIES LLC | SPECTRUM FINANCIAL STRATEGIES, INC. | NUTMEG SECURITIES, LTD. | NUTMEG SECURITIES, LLC | METRO PENSION ANALYSTS, LTD. | FUTURES BENEFITS | FREEDOM FINANCIAL SERVICES, INC | FIELDPOINT PRIVATE SECURITIES, LLC | FIELDPOINT PRIVATE SECURITIES LLC | E-BENEFITS

CRD#: 18975 / SEC#: 801-78295, 8-37105

RIA
Registered Investment Advisory firm - SEC (7/31/2013 Approved)
Arizona
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
California
Registered Investment Advisory firm - SEC (9/22/2013 Terminated)
Colorado
Registered Investment Advisory firm - SEC (8/23/2013 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (8/27/2013 Terminated)
Delaware
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Florida
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Georgia
Registered Investment Advisory firm - SEC (8/26/2013 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (8/28/2013 Terminated)
Maryland
Registered Investment Advisory firm - SEC (1/22/2013 Terminated)
Michigan
Registered Investment Advisory firm - SEC (9/9/2013 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/17/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/4/2013 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
New York
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Ohio
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Oregon
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Texas
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
725 Fifth Avenue 23rd Fl., New York, NY, 10022
Mailing Address
725 Fifth Avenue 23rd Fl., New York, NY, 10022
Phone number
(212) 393-4500
Established
Delaware since 04/05/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
11

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

DOMINARI SECURITIES ADV PART 2 BROCHURE (2025) (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
DOMINARI FINANCIAL, INC.OWNER
CAMPBELL, ROBERT NMNFINOP1349154
DEIGNAN, EDWARD PHILIP JRPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER4597976
MERCADO, JAIMECHIEF COMPLIANCE OFFICER, AMLCO2863760
NEWMAN, ERICEVP/ROP2509259
WILLIAMS, JOHN MARSHALLCOMPLIANCE OFFICER2833948
WOOL, KYLE MICHAELCEO/ PRESIDENT4238101

Regulatory assets under management

Total Number of Accounts235
AUM (Assets Under Management)$ 41,647,787

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOMINARI SECURITIES LLC

CRD#: 18975New York, NY 10022

TRUST BUT VERIFY

Monitor Vincent Marra

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics