MP
Michael A. Procaccio
CETERA INVESTMENT ADVISERS LLC
ROSELLE, IL 60172
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CRD#: 2523065
MP
Professional summary
Michael Anthony Procaccio, who also goes by Michael A Procallio, Michael Anthony Procallio, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Roselle, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Roselle, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael A Procallio | Michael Anthony Procallio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PRO FINANCIAL SERVICES GROUP, INC - NOT INVESTMENT RELATED - 927 ROSELLE ROAD SCHAUMBURG IL 60193 - TAX PREPARATION, BOOKKEEPING, PAYROLL SERVICES, TAX SERIVCES, REAL ESTATE - PRESIDENT - STARTED 1/1/77 - 20HRS/WEEK - TAX PREPARATION, PAYROLL, BOOKKEEPING SERVICES - DUTIES: MANAGE EMPLOYEES, PREPARE TAXES, COMMUNICATE WITH CLIENTS - (NOTE: NUMBER OF HRS WORKED PER WEEK ARE NOT INDICATED ON ACTIVITY FORM) - THIS BUSINESS IS A C-CORPORATION, I AM 100% SHAREHOLDER.
2) MICHAEL A PROCACCIO - NOT INVESTMENT RELATED - SAME ADDRESS AS ABOVE - OWNER - SINCE 5/2004 - R.E.SALES.
3) MICHAEL A PROCACCIO - NOT INVESTMENT RELATED - SAME ADDRESS AS ABOVE - OWNER - SINCE 10/2001 - 1/2HR/WEEK - HEALTH INSURANCE SALES; BLUE CROSS/BLUE SHIELD.
4) RENTAL PROPERTIES; NOT INV REL; CHICAGO, IL; OWNER; START DATE 1/1/05; 2 HRS/MTH, NONE DURING SECURITIES TRADING HRS: 5)PRO FINANCIAL SERVICES GROUP INC., DBA FOR INVESTMENT RELATED AND TAX BUSINESS, SAME AS REGISTERED LOCATION, WEALTH MANAGEMENT AND TAX SERVICES, START 07/24/2013, 40+ HRS/WK: 5)PRO FINANCIAL SERVICES GROUP, INC., NON-INVESTMENT RELATED AND INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, INCOME TAX SERVICES, ACCOUNTING, INVESTMENT SERVICES,START DATE 01/01/77,40 HRS/WK
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Procaccio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 24 E. Irving Park Road, Roselle, IL 60172RIA
CRD#: 105644
ROSELLE, IL
Current
May 11, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 24 E. Irving Park Road, Roselle, IL 60172BD
CRD#: 10358
Roselle, IL
Past
September 3, 2002 - December 31, 2003
NSA SECURITIES CORPORATION
RIA
CRD#: 38472
SCHAUMBURG, IL
Past
October 8, 2001 - May 10, 2004
NSA SECURITIES CORPORATION
BD
CRD#: 38472
SCHAUMBURG, IL
Past
August 24, 1994 - October 4, 2001
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/13/2017)
RR
Florida(8/6/2014)
RR
Illinois(5/11/2004)
IAR
Illinois(5/21/2004)
RR
Kentucky(12/4/2024)
RR
Michigan(5/11/2004)
RR
Missouri(2/8/2023)
RR
North Carolina(5/11/2004)
RR
Wisconsin(12/12/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
