Thomas D. Wellborn
Professional summary
Thomas David Wellborn is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Murfreesboro, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Murfreesboro, Tennessee.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas David Wellborn's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 104 Heritage Park Drive, Murfreesboro, TN 37129January 31, 1997 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 104 Heritage Park Dr, Murfreesboro, TN 37129Office #2: 1250 S Church St, Murfreesboro, TN 37130Office #3: 2020 Old Fort Pkwy, Murfreesboro, TN 37129July 29, 1997 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 7, 1994 - January 24, 1997
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/1997)
(4/21/2023)
(9/27/2021)
(7/29/1997)
(1/7/2008)
(5/12/1997)
(12/15/2025)
(1/27/2016)
(11/30/2021)
(7/11/2024)
(10/17/2025)
(9/24/2018)
(3/28/2016)
(2/3/1997)
(2/6/2017)
(4/23/2014)
(7/15/2021)
(1/31/1997)
(9/1/2016)
(8/8/1997)
(3/13/2017)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Murfreesboro, TN 37129TRUST BUT VERIFY
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