WD
William E. Dahle
CETERA INVESTMENT ADVISERS LLC
WEST JORDAN, UT 84088
Some features on this profile are disabled
CRD#: 2522783
WD
Professional summary
William Edward Lloyd Dahle III, who also goes by Bill Dahle III, William Edward Lloyd Dahleiii, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Jordan, Utah and CETERA FINANCIAL SPECIALISTS LLC located in West Jordan, Utah.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Dahle Iii | William Edward Lloyd Dahleiii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAHLE FINANCIAL SERVICES; WEST JORDON, UT; INVESTMENT RELATED; DBA FOR FINANCIAL SERVICES/TAX AND ACCOUNTING; SINCE 10/2008, 160 HRS/MO; ADMINISTRATIVE RESPONSIBILITIES; PARTIAL OWNER 2) DAHLE TAX & ACCOUNTING; WEST JORDON, UT; NON INVESTMENT RELATED; TAX AND ACCOUNTING SERVICES; SINCE 10/2008, 160 HRS/MO; ACCOUNTANT; PARTIAL OWNER 3) JORDAN WINDS OWNERS ASSOCIATION; SALT LAKE CITY, UT; NON INVESTMENT RELATED; BOARD MEMBER; SINCE 07/2015; 1 HR/MO; 4) DAHLE'S PROPERTIES; WEST JORDAN, UT; NON INVESTMENT RELATED; CONDO OWNER OCCUPIED BY DAHL FINANCIAL SERVICES; MANAGING MEMBER; SINCE 10/2010; 2 HRS/MO
CRS (Client Relationship Summary) - RIA
Click below to view William Edward Lloyd Dahle III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8545 S Redwood Rd Suite D, West Jordan, UT 84088RIA
CRD#: 105644
WEST JORDAN, UT
Current
September 29, 2021 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 8545 S Redwood Rd Ste D, West Jordan, UT 84088BD
CRD#: 10358
West Jordan, UT
Past
January 15, 2014 - October 6, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SOUTH JORDAN, UT
Past
November 18, 1994 - October 6, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WEST JORDAN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/29/2021)
RR
Arkansas(9/29/2021)
RR
California(9/29/2021)
RR
Colorado(9/29/2021)
RR
Florida(9/29/2021)
RR
Hawaii(7/14/2023)
RR
Idaho(9/29/2021)
RR
Louisiana(9/29/2021)
RR
Mississippi(9/29/2021)
RR
Nevada(9/29/2021)
RR
Oregon(9/29/2021)
RR
Tennessee(4/13/2022)
RR
Texas(9/29/2021)
IAR
Texas(7/21/2022)
RR
Utah(9/29/2021)
IAR
Utah(10/5/2021)
RR
Vermont(9/29/2021)
RR
Washington(9/29/2021)
RR
Wyoming(9/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
