BB
Bernard E. Boucher
BROOKSTONE CAPITAL MANAGEMENT LLC
Merrimack, NH
Some features on this profile are disabled
CRD#: 2522641
BB
Professional summary
Bernard Emile Boucher, who also goes by Ben Boucher, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Merrimack, New Hampshire.
Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Bernard has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Boucher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BEN BOUCHER,EA, MSA. TAX PREPARATION BUSINESS, OWNER, 1/1/91, 100 HRS/MONTH.OWNER.
594 D.W. HIGHWAY, MERRIMACK, NH 03054.
GAMEPLAN FINANCIAL, FIELD MARKETING ORGANIZATION, FIXED ANNUITIES, REPRESENTATIVE, 11/1/2009, 100.
CRS (Client Relationship Summary) - RIA
Click below to view Bernard Emile Boucher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2017 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #2: 636 Daniel Webster Highway, Merrimack, NH 03054RIA
CRD#: 141413
Merrimack, NH
Past
November 26, 2009 - June 6, 2017
KALOS CAPITAL, INC.
BD
CRD#: 44337
MERRIMACK, NH
Past
November 25, 2009 - June 6, 2017
KALOS MANAGEMENT
RIA
CRD#: 133025
MERIMACK, NH
Past
February 26, 2007 - November 3, 2009
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
MERRIMACK, NH
Past
February 26, 2007 - November 3, 2009
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
MERRIMACK, NH
Past
December 18, 2006 - March 16, 2007
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MERRIMACK, NH
Past
December 18, 2006 - March 16, 2007
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MERRIMACK, NH
Past
May 2, 2002 - December 31, 2006
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
MERRIMACK, NH
Past
February 27, 1998 - April 30, 2002
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
MERRIMACK, NH
Past
November 13, 1996 - December 31, 2006
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
MERRIMACK, NH
Past
October 10, 1996 - November 1, 1996
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Past
December 2, 1994 - October 24, 1996
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(6/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
