Adam S. Breslawsky
Professional summary
Adam Scott Breslawsky, who also goes by Adam S Breslawsky, Adam Breslawsky, is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1994. Adam has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 62, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Scott Breslawsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2005 - Present
OBERON SECURITIES, LLC
Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022July 9, 2004 - February 25, 2005
DRAGONFLY CAPITAL PARTNERS, LLC
June 6, 2002 - January 31, 2003
DIVINE CAPITAL MARKETS LLC
May 5, 2000 - April 19, 2001
JPMSI
July 27, 1998 - June 27, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 1994 - July 2, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2005)
(4/29/2005)
(4/12/2005)
(1/25/2024)
(9/20/2005)
(1/19/2006)
(4/8/2024)
(1/26/2006)
(3/8/2005)
(5/17/2005)
(2/1/2005)
(9/26/2024)
(4/6/2005)
(3/24/2005)
(8/6/2025)
(1/31/2006)
(9/7/2005)
(1/13/2006)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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