Erik J. Conrad

PEAPOD LANE CAPITAL LLC

Bedford Hills, NY 10507

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CRD#: 2522349

Professional summary

Erik Joseph Conrad is a registered financial advisor currently at PEAPOD LANE CAPITAL LLC located in Bedford Hills, New York.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Erik has worked at 3 firms and has passed the Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Erik Joseph Conrad is an occasional Consultant of projects.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Joseph Conrad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2017 - Present

PEAPOD LANE CAPITAL LLC

Office #1: 2 Depot Plz, Bedford Hills, NY 10507

RIA

CRD#: 159963

Bedford Hills, NY

Past

May 14, 2003 - April 8, 2005

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Past

October 4, 1994 - October 22, 1996

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAPOD LANE CAPITAL LLC

PEAPOD LANE CAPITAL | PEAPOD LANE CAPITAL LLC

CRD#: 159963 / SEC#: 801-129836

RIA

Registered Investment Advisory firm - (4/4/2024 Approved)

Minnesota

Registered Investment Advisory firm - (4/22/2024 Terminated)

New York

Registered Investment Advisory firm - (4/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 87

Date: 11/18/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 5/12/2003

General Securities Representative Examination

Current Firm

PEAPOD LANE CAPITAL LLC

PEAPOD LANE CAPITAL | PEAPOD LANE CAPITAL LLC

CRD#: 159963 / SEC#: 801-129836

RIA

Registered Investment Advisory firm - (4/4/2024 Approved)

Minnesota

Registered Investment Advisory firm - (4/22/2024 Terminated)

New York

Registered Investment Advisory firm - (4/16/2024 Terminated)

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Contact information

Main Address

2 Depot Plz, Bedford Hills, NY 10507

Mailing Address

Phone number

(212) 265-8940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - PEAPOD LANE LLC (3/14/2025)

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 108,188,034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik J. Conrad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Joseph Conrad's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAPOD LANE CAPITAL LLC

G.RESEARCH, LLC

BNP PARIBAS SECURITIES CORP.

Primary Firm SEC Registration

PEAPOD LANE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 87

Date: 11/18/2004

Series 7

Date: 5/12/2003

Current Firm

PEAPOD LANE CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAPOD LANE CAPITAL LLC

TRUST BUT VERIFY

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