Bryan P. Mix
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Peter Mix was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1994. Bryan had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2018 - April 28, 2020
ELEFANT MARKETS
March 5, 1999 - February 2, 2017
GOLDMAN SACHS & CO. LLC
December 10, 1996 - March 5, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 1994 - September 21, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/19/2004
Limited Representative-Equity Trader ExamCurrent Firm
ELEFANT MARKETS
CRD#: 284648 / SEC#: , 8-69808
Contact information
Documents
Red Flags
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