Mitchell B. Spiegel
Professional summary
Mitchell Brent Spiegel is a registered financial advisor currently at ENTERPRISE VALUE CAPITAL MANAGEMENT, LLC located in New York, New York.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mitchell has worked at 3 firms and has passed the Series 63, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Brent Spiegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2021 - Present
ENTERPRISE VALUE CAPITAL MANAGEMENT, LLC
Office #1: 641 Lexington Avenue Suite 1321, New York, NY 10022January 17, 2003 - April 29, 2008
CREDIT SUISSE SECURITIES (USA) LLC
April 30, 1996 - January 17, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/31/2021)
Exams
Current Firm
ENTERPRISE VALUE CAPITAL MANAGEMENT, LLC
CRD#: 316054 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 9,846,012 |
Red Flags
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