WH
William B. Heyn
TRITAURIAN CAPITAL
NEW YORK, NY 10022
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CRD#: 2520868
WH
Professional summary
William Burris Heyn is a registered financial professional currently at TRITAURIAN CAPITAL, INCORPORATED located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Burris Heyn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2007 - Present
TRITAURIAN CAPITAL, INCORPORATED
Office #1: 430 Madison Avenue 19th Floor, New York, NY 10022BD
CRD#: 45500
NEW YORK, NY
Past
June 15, 2006 - December 11, 2006
THE DRAKEN GROUP, INC.
BD
CRD#: 6125
LAWRENCEVILLE, GA
Past
May 19, 1999 - October 2, 2000
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
October 31, 1997 - April 27, 1999
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/13/2007)
RR
Alaska(4/10/2020)
RR
Arizona(2/5/2007)
RR
Arkansas(4/1/2020)
RR
California(2/5/2007)
RR
Colorado(2/5/2007)
RR
Connecticut(4/3/2007)
RR
Delaware(2/5/2007)
RR
District of Columbia(4/1/2020)
RR
Florida(2/5/2007)
RR
Georgia(2/5/2007)
RR
Hawaii(5/11/2020)
RR
Idaho(3/28/2020)
RR
Illinois(2/5/2007)
RR
Indiana(2/5/2007)
RR
Iowa(3/30/2020)
RR
Kansas(4/24/2020)
RR
Kentucky(4/7/2020)
RR
Louisiana(3/30/2007)
RR
Maine(4/13/2020)
RR
Maryland(2/5/2007)
RR
Massachusetts(3/29/2007)
RR
Michigan(4/24/2007)
RR
Minnesota(4/21/2020)
RR
Mississippi(3/28/2020)
RR
Missouri(2/5/2007)
RR
Montana(5/4/2020)
RR
Nebraska(4/27/2020)
RR
Nevada(2/5/2007)
RR
New Hampshire(4/6/2020)
RR
New Jersey(2/5/2007)
RR
New Mexico(3/29/2007)
RR
New York(2/5/2007)
RR
North Carolina(3/30/2007)
RR
North Dakota(4/3/2020)
RR
Ohio(4/19/2007)
RR
Oklahoma(3/30/2007)
RR
Oregon(4/5/2007)
RR
Pennsylvania(2/5/2007)
RR
Puerto Rico(10/25/2022)
RR
Rhode Island(3/31/2020)
RR
South Carolina(4/3/2020)
RR
South Dakota(3/28/2020)
RR
Tennessee(4/24/2020)
RR
Texas(2/5/2007)
RR
Utah(4/1/2020)
RR
Vermont(3/30/2020)
RR
Virgin Islands(10/26/2022)
RR
Virginia(2/5/2007)
RR
Washington(3/27/2007)
RR
West Virginia(3/31/2020)
RR
Wisconsin(2/5/2007)
RR
Wyoming(3/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 10/16/2025
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRITAURIAN CAPITAL, INCORPORATED
OCTAGON TRADING GROUP, LLC | VAN BUREN FINANCIAL SERVICES, LLC | TRITAURIAN CAPITAL, LLC | TRITAURIAN CAPITAL, INCORPORATED
CRD#: 45500 / SEC#: , 8-51062
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
430 Park Avenue 19th Floor, New York, NY 10022
Mailing Address
430 Park Avenue 19th Floor, New York, NY 10022
Phone number
(212) 249-1827
Established
Delaware since 05/12/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
