Craig R. Sawicki

JFR FINANCIAL SERVICES

Trenton, MI 48183

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CRD#: 2520649

Professional summary

Craig Robert Sawicki is a registered financial advisor currently at JFR FINANCIAL SERVICES, INC. located in Trenton, Michigan and LASALLE ST SECURITIES, L.L.C. located in Trenton, Michigan.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/20/2010 - JFR FINANCIAL SERVICES, INC. - TAX DBA - JFR FINANCIAL SERVICES, INC. - 10% TIME SPENT - INCOME TAX PREPARATION 2. 07/17/2015 - JFR FINANCIAL SERVICES - 3133 VAN HORN ROAD, TRENTON, MI 48183 - INV REL - START 08/04/1991 - 80 HOURS PER MONTH, 60 DURING TRADING - RIA FINANCIAL PLANNING AND INCOME TAX RETURNS. 3. Insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Robert Sawicki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2010 - Present

JFR FINANCIAL SERVICES, INC.

Office #1: 3133 Van Horn, Trenton, MI 48183

RIA

CRD#: 124456

Trenton, MI

Current

February 2, 2021 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 3133 Van Horn, Trenton, MI 48183

CRD#: 7191

Trenton, MI

Past

October 29, 2010 - March 29, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

TRENTON, MI

Past

September 8, 2009 - February 4, 2021

LPL FINANCIAL LLC

CRD#: 6413

TRENTON, MI

Past

March 12, 2003 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

TRENTON, MI

Past

August 11, 1998 - March 12, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 22, 1994 - August 11, 1998

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JFR FINANCIAL SERVICES, INC.

CRD#: 124456 / SEC#: 801-81059

RIA

Registered Investment Advisory firm - (3/4/2015 Approved)

Michigan

Registered Investment Advisory firm - (5/6/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/2/2021)

Florida
(4/23/2021)

Georgia
(2/2/2021)

Louisiana
(1/10/2024)

IAR

Michigan
(10/29/2010)

Michigan
(2/2/2021)

Nevada
(2/2/2021)

Ohio
(2/2/2021)

Virginia
(2/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

JFR FINANCIAL SERVICES, INC.

CRD#: 124456 / SEC#: 801-81059

RIA

Registered Investment Advisory firm - (3/4/2015 Approved)

Michigan

Registered Investment Advisory firm - (5/6/2015 Terminated)

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Contact information

Main Address

3133 Van Horn, Trenton, MI 48183

Mailing Address

P.o. Box 130, Trenton, MI 48183-0130

Phone number

(734) 692-1421

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (1/2/2025)

Regulatory assets under management

Total Number of Accounts	734
AUM (Assets Under Management)	$ 261,875,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig R. Sawicki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Robert Sawicki's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

FSC SECURITIES CORPORATION

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

JFR FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2010

Series 63

Date: 10/7/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/5/1999

Series 6

Date: 9/21/1994

FINRA

Current Firm

JFR FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JFR FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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