Steven M. Alsedek
Professional summary
Steven Michael Alsedek, who also goes by Steve Alsedek, is a registered financial professional currently at AQUAS FINANCIAL, LLC located in Plano, Texas.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 5 firms and has passed the Series 63, Series 82TO, Series 6TO, Series 22TO, Series 57TO, Series 99TO, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 39, Series 28, Series 26, Series 14, Series 27, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Alsedek's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2025 - Present
AQUAS FINANCIAL, LLC
Office #1: 5905 Legacy Drive A500, Plano, TX 75024-4118September 30, 2022 - December 24, 2024
AQUAS FINANCIAL, LLC
February 5, 2009 - April 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 2004 - April 22, 2009
BANC OF AMERICA SECURITIES LLC
April 9, 1997 - November 28, 2001
COASTAL SECURITIES, INC.
August 11, 1994 - December 9, 1994
DOMINION CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2025)
Exams
Series 82TO
Date: 4/3/2025
Limited Representative-Private Securities OfferingsSeries 6TO
Date: 4/3/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 4/3/2025
Direct Participation Programs Representative ExaminationSeries 57TO
Date: 1/31/2024
Securities Trader ExamSeries 99TO
Date: 6/28/2023
Operations Professional ExaminationSeries 7TO
Date: 9/30/2022
General Securities Representative ExaminationSeries 55
Date: 8/12/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 4/3/2025
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
AQUAS FINANCIAL, LLC
CRD#: 311274 / SEC#: , 8-70610
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAIN STREET TRUST | SHAREHOLDER | |
| WAYNE WURTSBAUGH 2018 FAMILY DYNASTY TRUST | SHAREHOLDER | |
| ALSEDEK, STEVEN MICHAEL | CHIEF COMPLIANCE OFFICER (CCO), CHIEF RISK OFFICER (CRO), ANTI-MONEY LAUNDERING OFFICER (AMLO) | 2520569 |
| ALSEDEK, STEVEN MICHAEL | COO, POO | 2520569 |
| ALSEDEK, STEVEN MICHAEL | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO) | 2520569 |
| JANOWSKI, JEFF | HEAD OF ELECTRONIC TRADING / MARGIN PRINCIPAL / REGISTERED OPTIONS PRINCIPAL / MUNICIPAL SECURITIES PRINCIPAL | 5703929 |
| WURTSBAUGH, WAYNE ALAN | CHIEF TECHNOLOGY OFFICER | 2629833 |
| WURTSBAUGH, WAYNE ALAN | TRUSTEE / CHIEF EXECUTIVE OFFICER | 2629833 |
Red Flags
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Company Information
AQUAS FINANCIAL, LLC
CRD#: 311274Plano, TX 75024-4118TRUST BUT VERIFY
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