PW
Pamela K. Weaver
ON INVESTMENT MANAGEMENT CO
Weirton, WV 26062
Some features on this profile are disabled
CRD#: 2520430
PW
Professional summary
Pamela Kay Weaver, who also goes by Pamela Kay Manley, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Weirton, West Virginia and THE O.N. EQUITY SALES COMPANY located in Weirton, West Virginia.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Pamela has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Kay Manley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Greek Catholic Union; investment related; 5400 Tuscarawas Road Beaver, PA 15009 ; Fixed Annuity; representative; 06/01/2017 - present; 8 hours/month (8 during security trading hours); sometimes sell fixed annuities at GCU when its appropriate with a portfolio.2) Smart Retirement Advisors; 3660 Pennsylvania Avenue, Weirton, WV 26062; Owner; 07/01/2018-present; 160 hours/month (160 during securities trading); fixed products.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Kay Weaver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2018 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 3660 Pennsylvania Ave, Weirton, WV 26062RIA
CRD#: 105662
Weirton, WV
Current
June 25, 2018 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 3660 Pennsylvania Ave, Weirton, WV 26062BD
CRD#: 2936
Weirton, WV
Past
March 17, 2016 - June 26, 2018
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
WEIRTON, WV
Past
March 11, 2016 - June 26, 2018
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
WEIRTON, WV
Past
November 5, 2013 - March 17, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WEIRTON, WV
Past
October 30, 2013 - March 17, 2016
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
WEIRTON, WV
Past
May 28, 2013 - July 8, 2013
RUSSELL CAPITAL MANAGEMENT, LLC
RIA
CRD#: 166859
WEIRTON, WV
Past
December 12, 2011 - July 11, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
PITTSBURGH, PA
Past
December 9, 2011 - July 11, 2012
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
PITTSBURGH, PA
Past
November 3, 2004 - December 23, 2011
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
WEIRTON, WV
Past
September 3, 1999 - September 17, 2004
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
PITTSBURGH, PA
Past
February 1, 1999 - September 27, 2001
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/24/2021)
RR
Florida(8/9/2018)
RR
Illinois(6/25/2018)
RR
Nevada(9/25/2018)
RR
New York(8/9/2018)
RR
North Carolina(8/13/2018)
RR
Ohio(6/25/2018)
RR
Pennsylvania(6/25/2018)
RR
South Carolina(1/7/2022)
RR
Tennessee(5/2/2024)
RR
Virginia(8/31/2018)
RR
West Virginia(6/25/2018)
IAR
West Virginia(8/29/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
