Wendy S. Popowich
Professional summary
Wendy Sue Popowich is a registered financial advisor currently at PALISADE CAPITAL MANAGEMENT, LP located in Fort Lee, New Jersey.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Wendy has worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Sue Popowich's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2004 - Present
PALISADE CAPITAL MANAGEMENT, LP
Office #1: One Bridge Plaza North Suite 695, Fort Lee, NJ 07024March 9, 2005 - November 9, 2007
PALISADE CAPITAL SECURITIES, L.L.C.
March 24, 1995 - August 31, 2001
UST FINANCIAL SERVICES CORP.
Primary Firm SEC Registration
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2011)
(3/15/2011)
(3/17/2011)
(5/6/2015)
(1/9/2014)
(3/17/2011)
(12/16/2004)
(1/10/2014)
(3/15/2011)
(8/4/2005)
(1/9/2014)
(3/18/2011)
Exams
Current Firm
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 4,225,941,279 |
Red Flags
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