Richard C. Limekiller

CITY NATIONAL ROCHDALE

MIDDLETOWN, NJ

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CRD#: 2520266

Professional summary

Richard Charles Limekiller, CFP®, CPWA® is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Middletown, New Jersey and CNR SECURITIES, LLC located in New York, New York.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Entity: Lincroft Little League; Non investment-related; Address: Lincroft Little League - P.O. Box 186 Lincroft, NJ 07738; Nature of OBA: Little League Baseball; Position/Title/Relationship: Board Member; Start Date: 09/01/2013; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: In charge of coordinating the tee ball division.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Charles Limekiller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-02-02

Expire date: 2025-01-31

Experience

Current

May 3, 2013 - Present

CITY NATIONAL ROCHDALE

Office #2: 400 Park Avenue, New York, NY 10022

RIA

CRD#: 117198

MIDDLETOWN, NJ

Current

December 22, 2012 - Present

CNR SECURITIES, LLC

Office #1: 400 Park Avenue 6th Floor, New York, NY 10022

CRD#: 18466

NEW YORK, NY

Past

March 24, 1995 - August 31, 2001

UST FINANCIAL SERVICES CORP.

CRD#: 36881

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITY NATIONAL ROCHDALE

CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/9/2020)

Arizona
(11/6/2017)

IAR

California
(5/3/2013)

Colorado
(8/5/2014)

Connecticut
(12/12/2018)

Delaware
(1/17/2024)

District of Columbia
(3/6/2018)

Illinois
(4/20/2021)

Kentucky
(8/12/2022)

Maine
(12/17/2021)

Massachusetts
(3/28/2019)

IAR

Massachusetts
(8/30/2023)

Michigan
(8/12/2022)

Nevada
(8/29/2020)

IAR

Nevada
(9/8/2020)

New Hampshire
(7/12/2018)

New Jersey
(3/16/2022)

IAR

New Jersey
(7/24/2023)

New York
(4/29/2013)

IAR

New York
(4/5/2021)

Ohio
(8/5/2014)

Rhode Island
(1/2/2019)

IAR

Texas
(1/11/2018)

Texas
(3/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/26/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CITY NATIONAL ROCHDALE

CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

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Contact information

Main Address

400 Park Avenue 10th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 702-3500

Established

Firm type

Fiscal year end

# of Employees

235

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CNR ADV PART 2A WRAP FEE BROCHURE - OCTOBER 28, 2025 (10/28/2025)

CNR ADV PART 2A BROCHURE - OCTOBER 28, 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts	41,300
AUM (Assets Under Management)	$ 68,177,828,012

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard C. Limekiller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Charles Limekiller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CNR SECURITIES, LLC

UST FINANCIAL SERVICES CORP.

Primary Firm SEC Registration

CITY NATIONAL ROCHDALE

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2013

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2012

Series 6

Date: 9/23/1994

FINRA

Current Firm

CITY NATIONAL ROCHDALE

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITY NATIONAL ROCHDALE

TRUST BUT VERIFY

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