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Benjamin Alexander Reitzes

MELIUS RESEARCH
NEW YORK, NY
·CRD# 2520075·31 years experience

Professional Summary

Benjamin Alexander Reitzes, who also goes by Benjamin Alexander Reitzes, is a registered financial advisor currently at MELIUS RESEARCH located in New York, New York. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Benjamin has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 86, Series 87 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benjamin Alexander Reitzes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

MELIUS RESEARCH·CRD# 312314
RIA
152 W. 57th St. 6th Floor, New York, NY 10019
May 22, 2023 - Present
SHARENETT SECURITIES LLC·CRD# 151011
BD
New York, NY
February 14, 2022 - March 15, 2023
MOELIS & COMPANY LLC·CRD# 145115
BD
New York, NY
June 29, 2015 - March 9, 2021
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - April 9, 2015
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 14, 2008 - September 22, 2008
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
November 3, 2000 - March 20, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 16, 1995 - November 3, 2000

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Current Firm

MR
MELIUS RESEARCH

MELIUS RESEARCH | MELIUS RESEARCH LLC

CRD#: 312314
New York
Registered Investment Advisory firm - New York (3/11/2021 Approved)

Contact Information

Main Address

152 W. 57th St. 6th Floor, New York, NY 10019

Phone Number

(212) 503-6205

# of Employees

22

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BAR Consulting, Business is not investment related, 20155 NE38th CT APT. 2201 Miami, FL 33180, Nature of business: BAR consulting advises on various growth strategies, CEO started 3/1/2021, 4 hours/month, 0 hours/month during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New York
(5/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2023About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2022About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2015About the Series 79 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2004About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Oct 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Alexander Reitzes's CRS (Customer Relationship Summary).

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