Benjamin A. Reitzes

MELIUS RESEARCH

New York, NY 10019

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CRD#: 2520075

Professional summary

Benjamin Alexander Reitzes, who also goes by Benjamin Alexander Reitzes, is a registered financial advisor currently at MELIUS RESEARCH located in New York, New York.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Benjamin has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Alexander Reitzes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BAR Consulting, Business is not investment related, 20155 NE38th CT APT. 2201 Miami, FL 33180, Nature of business: BAR consulting advises on various growth strategies, CEO started 3/1/2021, 4 hours/month, 0 hours/month during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Alexander Reitzes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2023 - Present

MELIUS RESEARCH

Office #1: 152 W. 57th St. 6th Floor, New York, NY 10019

RIA

CRD#: 312314

New York, NY

Past

February 14, 2022 - March 15, 2023

SHARENETT SECURITIES LLC

CRD#: 151011

NEW YORK, NY

Past

June 29, 2015 - March 9, 2021

MOELIS & COMPANY LLC

CRD#: 145115

NEW YORK, NY

Past

September 22, 2008 - April 9, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

March 14, 2008 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 3, 2000 - March 20, 2008

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

November 16, 1995 - November 3, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/21/2015

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 86

Date: 12/2/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 10/8/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 11/15/1995

General Securities Representative Examination

Current Firm

MELIUS RESEARCH

MELIUS RESEARCH | MELIUS RESEARCH LLC

CRD#: 312314 / SEC#:

New York

Registered Investment Advisory firm - (3/11/2021 Approved)

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Contact information

Main Address

152 W. 57th St. 6th Floor, New York, NY 10019

Mailing Address

Phone number

(212) 503-6205

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin A. Reitzes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Alexander Reitzes's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHARENETT SECURITIES LLC

MOELIS & COMPANY LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2023

Series 63

Date: 5/26/2022

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 9/21/2015

Series 86

Date: 12/2/2004

Series 87

Date: 10/8/2004

Series 7

Date: 11/15/1995

Current Firm

MELIUS RESEARCH

Contact information

Documents

Red Flags

Company Information

MELIUS RESEARCH

TRUST BUT VERIFY

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