Daniel J. Mancuso
Professional summary
Daniel James Mancuso, who also goes by Daniel J Mancuso, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Mancuso's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2019 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 10220 Sw Greenburg Rd Suite 380, Portland, OR 97223January 23, 2020 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
November 15, 2019 - May 13, 2022
PAULSON INVESTMENT COMPANY LLC
July 6, 2015 - November 15, 2019
NBC SECURITIES, INC.
June 30, 2015 - October 16, 2019
NBC SECURITIES, INC.
April 11, 2012 - March 8, 2018
JHS CAPITAL ADVISORS, LLC
April 11, 2012 - July 7, 2015
JHS CAPITAL ADVISORS, LLC
March 7, 2012 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
March 5, 2012 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
January 3, 2011 - February 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - February 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 16, 2004 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 16, 2004 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 28, 2000 - April 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
September 8, 1998 - April 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1994 - September 10, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2019)
(10/15/2019)
(1/6/2021)
(5/19/2023)
(2/23/2022)
(2/15/2022)
(3/30/2022)
(2/8/2024)
(10/15/2019)
(12/2/2019)
(4/18/2025)
(11/26/2019)
(3/20/2025)
(11/13/2023)
(11/9/2020)
(1/23/2020)
(10/15/2019)
(10/15/2019)
(3/26/2024)
(2/27/2023)
(10/15/2019)
(5/15/2023)
(11/15/2019)
(12/5/2019)
(12/2/2019)
(4/6/2022)
(6/3/2021)
(11/26/2019)
(3/15/2023)
(1/16/2020)
(11/20/2019)
(6/1/2021)
(11/7/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
