Lane S. Bucklan
Professional summary
Lane Steven Bucklan is a registered financial advisor currently at CLINTON INVESTMENT MANAGEMENT, LLC located in Stamford, Connecticut.
Lane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lane has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 53, Series 4, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lane Steven Bucklan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2023 - Present
CLINTON INVESTMENT MANAGEMENT, LLC
Office #1: 333 Ludlow Street South Tower 8th Floor, Stamford, CT, 06902June 2, 2003 - October 5, 2022
IRIDIAN ASSET MANAGEMENT LLC
March 27, 2003 - September 26, 2022
IAM CAPITAL CORPORATION
February 27, 2001 - March 17, 2003
CITY NATIONAL ROCHDALE
January 6, 2000 - March 17, 2003
CNR SECURITIES, LLC
January 5, 2000 - March 17, 2003
ROCHDALE SECURITIES LLC
December 18, 1996 - December 20, 1999
CITIGROUP GLOBAL MARKETS INC.
March 8, 1995 - December 3, 1996
CAPITAL FOR ISRAEL, INC.
January 26, 1995 - December 3, 1996
DEVELOPMENT CORPORATION FOR ISRAEL
August 13, 1994 - January 10, 1995
ADVEST, INC.
Primary Firm SEC Registration
CLINTON INVESTMENT MANAGEMENT, LLC
CRD#: 143599 / SEC#: 801-69342
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/3/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/15/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 10/4/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CLINTON INVESTMENT MANAGEMENT, LLC
CRD#: 143599 / SEC#: 801-69342
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,846 |
| AUM (Assets Under Management) | $ 3,531,162,064 |
Red Flags
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