Scott A. Schwartz

ENTENTVEST

PALO ALTO, CA 94303

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CRD#: 2518654

Professional summary

Scott Alan Schwartz, AIF®, CFP®, CIMA® is a registered financial advisor currently at ENTENTVEST INC. located in Palo Alto, California and INTERNATIONAL ASSET MANAGEMENT located in San Mateo, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

Scott, author of "Investing in a New Climate," is EntentVest's CEO and founder, he has founded three investment firms and has overseen billions in pension assets. With an MBA and 27 years of experience in the financial services industry he is focused on bringing state of the art technology to sustainable investing. Scott is a Certified Financial Planner™ Certified Investment Management Analyst® and an Accredited Investment Fiduciary®

Question & Answer

What are your service offerings?

Socially Responsible Investing

Estate Planning

Comprehensive Financial Planni...

Small Business Planning

Budgeting

Employee and Employer Plan Ben...

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Schwartz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2003

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 9, 2021 - Present

ENTENTVEST INC.

Office #1: 2100 Geng Road Suite 210, Palo Alto, CA 94303

RIA

CRD#: 311563

PALO ALTO, CA

Current

October 2, 2025 - Present

INTERNATIONAL ASSET MANAGEMENT

Office #1: 411 Borel Avenue Suite 502, San Mateo, CA 94402

RIA

CRD#: 123418

SAN MATEO, CA

Past

January 25, 2017 - November 29, 2021

ALEXANDER BEARD (USA) INC.

RIA

CRD#: 134642

ELLESMERE PORT, CHESHIRE,

Past

October 10, 2014 - April 10, 2017

INTERNATIONAL ASSET MANAGEMENT

RIA

CRD#: 123418

MENLO PARK, CA

Past

January 26, 2010 - September 6, 2012

CLEARY GULL INC.

RIA

CRD#: 45309

MILWAUKEE, WI

Past

July 14, 2005 - July 12, 2009

ALEXANDER BEARD (USA) INC.

RIA

CRD#: 134642

SAN FRANCISCO, CA

Past

April 23, 2002 - October 21, 2014

SAS FINANCIAL ADVISORS

RIA

CRD#: 119769

SAN FRANCISCO, CA

Past

October 6, 1999 - April 2, 2002

BOSTON MERCHANT FINANCIAL SERVICES, INC.

CRD#: 23739

BOSTON, MA

Past

May 12, 1998 - June 23, 1999

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 16, 1997 - January 21, 1998

WALDRON & CO., INC.

CRD#: 868

IRVINE, CA

Past

February 22, 1995 - April 10, 1997

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Past

October 14, 1994 - February 8, 1995

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERNATIONAL ASSET MANAGEMENT

INDIVIDUAL ASSET MANAGEMENT, INC | INTERNATIONAL ASSET MANAGEMENT

CRD#: 123418 / SEC#: 801-132369

RIA

Registered Investment Advisory firm - (4/11/2025 Approved)

California

Registered Investment Advisory firm - (3/11/2003 Approved)

Texas

Registered Investment Advisory firm - (12/12/2013 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/1994

General Securities Representative Examination

Current Firm

INTERNATIONAL ASSET MANAGEMENT

INDIVIDUAL ASSET MANAGEMENT, INC | INTERNATIONAL ASSET MANAGEMENT

CRD#: 123418 / SEC#: 801-132369

RIA

Registered Investment Advisory firm - (4/11/2025 Approved)

California

Registered Investment Advisory firm - (3/11/2003 Approved)

Texas

Registered Investment Advisory firm - (12/12/2013 Conditional Restricted)

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Contact information

Main Address

411 Borel Avenue Suite 502, San Mateo, CA 94402

Mailing Address

Po Box 1446, San Carlos, CA 94070

Phone number

(415) 358-0138

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PARTS 2A AND 2B BROCHURE (2022) (3/12/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 106,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Scott A. Schwartz

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Schwartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTENTVEST INC.

INTERNATIONAL ASSET MANAGEMENT

ALEXANDER BEARD (USA) INC.

INTERNATIONAL ASSET MANAGEMENT

CLEARY GULL INC.

ALEXANDER BEARD (USA) INC.

SAS FINANCIAL ADVISORS

BOSTON MERCHANT FINANCIAL SERVICES, INC.

QUEST CAPITAL STRATEGIES, INC.

WALDRON & CO., INC.

INTERFIRST CAPITAL CORPORATION

QUEST CAPITAL STRATEGIES, INC.

Primary Firm SEC Registration

INTERNATIONAL ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2000

Series 63

Date: 1/5/1995

Series 7

Date: 10/13/1994

Current Firm

INTERNATIONAL ASSET MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERNATIONAL ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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