Gene E. Trueblood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Edward Trueblood was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 2005. Gene had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2012 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 15, 2012 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 23, 2012 - April 2, 2012
CADE GROUP, INC.
March 16, 2009 - February 9, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 16, 2007 - March 27, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 31, 2005 - April 1, 2008
VEROS PARTNERS, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
