MF
Michael S. Frank
T. ROWE PRICE ASSOCIATES
Millersville, MD
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CRD#: 2518476
MF
Professional summary
Michael Scott Frank, CIMA®, who also goes by Mike Frank, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Millersville, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Frank
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
373 MENAHAN ST, 7304 5TH AVE, PMB 234, BROOKLYN, NY 11207, TITLE is MEMBER OF LLC. NATURE OF BUSINESS: RENTAL PROPERTY AND IS NOT INVESTMENT RELATED. TIME DEVOTED TO BUSINESS: 0, BUSINESS IS NOT CONDUCTED DURING SECURITIES TRADING HOURS. KATMICK REALTY LLC. 52-27 35TH ST, LONG ISLAND, NY 11101. START IS 2/2012 AND TITLE IS MEMBER OF LLC. NATURE OF BUSINESS IS RENTAL PROPERTY AND IS NOT INVESTMENT RELATED. NUMBER OF HOURS PER MONTH: 0. NUMBER OF HOURS PER DAY: 0
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Frank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 3, 2022 - Present
T. ROWE PRICE ASSOCIATES, INC.
RIA
CRD#: 105496
Millersville, MD
Current
March 15, 2022 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
July 7, 2020 - January 7, 2022
COHEN & STEERS SECURITIES, LLC
BD
CRD#: 29258
NEW YORK, NY
Past
February 26, 2009 - May 18, 2020
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
February 26, 2009 - May 18, 2020
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
September 18, 2000 - December 11, 2008
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
May 27, 1998 - August 30, 2000
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
JERSEY CITY, NJ
Past
December 2, 1994 - March 18, 1998
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/15/2022)
RR
Alaska(3/15/2022)
RR
Arizona(3/15/2022)
RR
Arkansas(3/15/2022)
RR
California(3/15/2022)
RR
Colorado(3/15/2022)
RR
Connecticut(3/15/2022)
RR
Delaware(3/15/2022)
RR
District of Columbia(3/15/2022)
RR
Florida(3/15/2022)
RR
Georgia(3/15/2022)
RR
Hawaii(3/15/2022)
RR
Idaho(3/15/2022)
RR
Illinois(3/15/2022)
RR
Indiana(3/15/2022)
RR
Iowa(3/15/2022)
RR
Kansas(3/15/2022)
RR
Kentucky(3/15/2022)
RR
Louisiana(3/15/2022)
RR
Maine(3/15/2022)
RR
Maryland(3/15/2022)
IAR
Maryland(6/3/2022)
RR
Massachusetts(3/15/2022)
RR
Michigan(3/15/2022)
RR
Minnesota(3/15/2022)
RR
Mississippi(3/15/2022)
RR
Missouri(3/15/2022)
RR
Montana(3/15/2022)
RR
Nebraska(3/15/2022)
RR
Nevada(3/15/2022)
RR
New Hampshire(3/15/2022)
RR
New Jersey(3/15/2022)
RR
New Mexico(3/15/2022)
RR
New York(3/15/2022)
RR
North Carolina(3/15/2022)
RR
North Dakota(3/15/2022)
RR
Ohio(3/15/2022)
RR
Oklahoma(3/15/2022)
RR
Oregon(3/15/2022)
RR
Pennsylvania(3/15/2022)
RR
Puerto Rico(3/15/2022)
RR
Rhode Island(3/15/2022)
RR
South Carolina(3/15/2022)
RR
South Dakota(3/15/2022)
RR
Tennessee(3/15/2022)
RR
Texas(3/15/2022)
RR
Utah(3/15/2022)
RR
Vermont(3/15/2022)
RR
Virgin Islands(3/15/2022)
RR
Virginia(3/15/2022)
RR
Washington(3/15/2022)
RR
West Virginia(3/15/2022)
RR
Wisconsin(3/15/2022)
RR
Wyoming(3/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
