Thomas M. Straw
Professional summary
Thomas Matthew Straw, who also goes by Tom Straw, is a registered financial professional currently at STUART PORTFOLIO CONSULTANTS, L.P. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 7 firms and has passed the Series 63, SIE, Series 22 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Matthew Straw's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2024 - Present
STUART PORTFOLIO CONSULTANTS, L.P.
Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017April 22, 2021 - November 29, 2022
EMERSON EQUITY LLC
May 21, 2018 - June 23, 2020
LIGHTPATH CAPITAL, INC
November 23, 2012 - May 21, 2014
BOUSTEAD SECURITIES, LLC
June 30, 2009 - June 18, 2012
REGENT CAPITAL GROUP, INC.
December 18, 2008 - June 11, 2009
BEREAN CAPITAL INCORPORATED
October 17, 2006 - January 9, 2007
POTOMAC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
STUART PORTFOLIO CONSULTANTS, L.P.
CRD#: 44487 / SEC#: , 8-50721
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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