PS
Patrick J. Sullivan
FRANK, RIMERMAN ADVISORS LLC
PALO ALTO, CA 94304
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CRD#: 2518382
PS
Professional summary
Patrick Joseph Sullivan is a registered financial advisor currently at FRANK, RIMERMAN ADVISORS LLC located in Palo Alto, California.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Patrick has worked at 2 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: FRANK, RIMERMAN ADVISORS, LLC;
INVESTMENT-RELATED: YES;
ADDRESS: 2882 SAND HILL RD, STE 150, MENLO PARK, CA 94025; OTHER LOCATIONS: 1) ONE EMBARCADERO CENTER, STE 2410, SAN FRANCISCO, CA 94111, & 2) 60 S. MARKET, STE 500, SAN JOSE, CA 95113;
NATURE OF BUSINESS: SERVICES TO CLIENTS INCLUDE: *ASSISTANCE IN SELECTING INDEPENDENT MONEY MANAGERS & INVESTMENT VEHICLES *ASSISTANCE IN SELECTING ONE OR MORE RECOMMENDED 3RD PARTY INVESTMENT MANAGERS, & PROVIDE PERFORMANCE REVIEW & MONITORING, *REFERRALS TO AN APPROVED 3RD PARTY INVESTMENT MANAGER & PROVIDE LIMITED PERFORMANCE REVIEW, *ASSISTANCE IN THE EVALUATION & SELECTION OF 3RD PARTY INVESTMENT MANAGERS WITH NO ON-GOING PERFORMANCE REVIEW, *EVALUATION OF CLIENTS' CURRENT INVESTMENT PORTFOLIO, *PROVIDE ADVICE CONCERNING SPECIFIC FINANCIAL GOALS AND OBJECTIVES; START DATE: 02/24/03; 160 HRS, OR FULL-TIME; FULL-TIME DURING SECURITIES TRADING HOURS; DUTIES: MANAGE CLIENT ACCOUNTS
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Joseph Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2003 - Present
FRANK, RIMERMAN ADVISORS LLC
Office #1: 1801 Page Mill Rd, Palo Alto, CA 94304RIA
CRD#: 124147
PALO ALTO, CA
Past
September 9, 1994 - July 6, 1998
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FR
FRANK, RIMERMAN ADVISORS LLC
FRANK, RIMERMAN ADVISORS LLC
CRD#: 124147 / SEC#: 801-62201
RIA
Registered Investment Advisory firm - (7/1/2003 Approved)California
Registered Investment Advisory firm - (10/22/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/18/2003)
Exams
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FR
FRANK, RIMERMAN ADVISORS LLC
FRANK, RIMERMAN ADVISORS LLC
CRD#: 124147 / SEC#: 801-62201
RIA
Registered Investment Advisory firm - (7/1/2003 Approved)California
Registered Investment Advisory firm - (10/22/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1801 Page Mill Road, Palo Alto, CA 94304
Mailing Address
Phone number
(650) 845-8100
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 3,018,353,573 |
Red Flags
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Company Information
FRANK, RIMERMAN ADVISORS LLC
CRD#: 124147Palo Alto, CA 94304TRUST BUT VERIFY
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