Kenneth J. Eaton
STEPP & ROTHWELL
Overland Park, KS 66210
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CRD#: 2517750
Professional summary
Kenneth Joseph Eaton, CFP® is a registered financial advisor currently at STEPP & ROTHWELL INC located in Overland Park, Kansas.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kenneth has worked at 1 firm .
Biography
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Question & Answer
What are your service offerings?
Retirement Planning
Education Planning
Estate Planning
Tax Planning
Business Succession Planning
Comprehensive Financial Planni...
Investment Planning
Employee and Employer Plan Ben...
Insurance Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Estate & Generational Planning...
High Net Worth Client Needs
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Joseph Eaton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
February 4, 2005 - Present
STEPP & ROTHWELL INC
Office #1: 7300 College Boulevard Suite 100, Overland Park, KS 66210RIA
CRD#: 107999
Overland Park, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S&
STEPP & ROTHWELL INC
STEPP & ROTHWELL INC
CRD#: 107999 / SEC#: 801-55489
RIA
Registered Investment Advisory firm - (5/26/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(2/4/2005)
Exams
Current Firm
S&
STEPP & ROTHWELL INC
STEPP & ROTHWELL INC
CRD#: 107999 / SEC#: 801-55489
RIA
Registered Investment Advisory firm - (5/26/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7300 College Boulevard Suite 100, Overland Park, KS 66210
Mailing Address
Phone number
(913) 345-4800
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,276 |
| AUM (Assets Under Management) | $ 963,693,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 12/15/2023 | ||
| 01/19/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
