Attila F. Gaal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Attila Ferenc Gaal, who also goes by Attila F Gaal, Attlee Gaal, was a registered financial professional .
Attila is a previously registered financial professional and started their career in finance in 1994. Attila had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2016 - February 28, 2017
BULL MARKET SECURITIES, INC.
December 28, 2015 - March 21, 2016
OSAIC FA, INC.
December 28, 2015 - March 21, 2016
OSAIC FA, INC.
September 11, 2013 - July 27, 2015
LPL FINANCIAL LLC
August 27, 2013 - July 27, 2015
LPL FINANCIAL LLC
January 17, 2012 - August 27, 2013
CUNA BROKERAGE SERVICES, INC.
January 6, 2012 - August 27, 2013
CUNA BROKERAGE SERVICES, INC.
March 18, 2011 - December 22, 2011
NEW ENGLAND SECURITIES
July 16, 2009 - March 11, 2011
VALIC FINANCIAL ADVISORS, INC.
July 13, 2009 - March 11, 2011
VALIC FINANCIAL ADVISORS, INC.
March 11, 2003 - March 23, 2009
STANFORD GROUP COMPANY
May 3, 2002 - March 23, 2009
STANFORD GROUP COMPANY
October 1, 2000 - May 2, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - May 2, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 18, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 18, 1997 - September 8, 1998
CITICORP INVESTMENT SERVICES
August 4, 1997 - September 23, 1997
CITISTREET EQUITIES LLC
September 9, 1994 - October 29, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BULL MARKET SECURITIES, INC.
CRD#: 282480 / SEC#: , 8-69718
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
