Leonardo A. Tilesio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonardo Alberto Tilesio, who also goes by Lenny Tilesio, was a registered financial professional .
Leonardo is a previously registered financial professional and started their career in finance in 1995. Leonardo had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2016 - September 29, 2017
NATIONAL BANK OF CANADA FINANCIAL INC.
May 16, 2014 - April 6, 2016
CREDIT SUISSE SECURITIES (USA) LLC
May 14, 2014 - April 6, 2016
CREDIT SUISSE SECURITIES (USA) LLC
February 23, 2012 - May 12, 2014
VALLEY FINANCIAL MANAGEMENT, INC.
April 18, 2011 - May 12, 2014
VALLEY FINANCIAL MANAGEMENT, INC.
March 21, 2007 - January 23, 2009
PERSHING LLC
May 5, 2006 - March 29, 2007
CITIGROUP GLOBAL MARKETS INC.
June 30, 2004 - March 24, 2006
GOLDMAN SACHS & CO. LLC
March 27, 2001 - July 8, 2004
SANFORD C. BERNSTEIN & CO., LLC
January 25, 2000 - January 19, 2001
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 9, 2000 - January 28, 2000
JPMSI
November 30, 1995 - December 17, 1999
CITICORP INVESTMENT SERVICES
August 17, 1995 - November 7, 1995
JOSEPHTHAL & CO., INC.
January 3, 1995 - August 22, 1995
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
NATIONAL BANK OF CANADA FINANCIAL INC.
CRD#: 22698 / SEC#: , 8-39947
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL BANK OF CANADA FINANCIAL GROUP INC. | SHAREHOLDER | |
| BONDY, TODD RICHARD | MANAGING DIRECTOR, CO-HEAD OF US FIXED INCOME SALES & TRADING | 2526622 |
| DONNELLY, MICHAEL PATRICK | MANAGING DIRECTOR, CO-HEAD OF US FIXED INCOME SALES & TRADING | 2530195 |
| DUBUC, ETIENNE | CHAIRMAN OF BOARD, EQUITIES SALES SUPERVISOR | 6628432 |
| GRABOVSKY, YURI | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, AND FINOP | 4149242 |
| HEALEY, SEAN CHRISTOPHER | PRESIDENT, CEO, CTO, MANAGING DIRECTOR, GLOBAL SECURITIES FINANCE, REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 3218329 |
| HOOD, ANDREW PETER | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 3008883 |
| KATCHOUNI, ALAIN | MANAGING DIRECTOR AND HEAD OF EQUITIES | 4863032 |
| LOCAS, YVES JOSEPH | MANAGING DIRECTOR, HEAD OF U.S. DEBT SYNDICATION | 6038023 |
| MCENTYRE, PATRICK MICHAEL | MANAGING DIRECTOR, INSTITUTIONAL EQUITY ELECTRONIC TRADING AND SERVICES | 4420353 |
| MCGOWAN, KATIE MARIE | CHIEF COMPLIANCE OFFICER | 5111849 |
| MILLER, ROBERT DENNIS | MANAGING DIRECTOR, HEAD OF U.S. DEBT CAPITAL MARKETS | 2991181 |
| PETITTO, LOUIS ROBERT | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 6449700 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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