Michael B. Prendergast

AMERICAN CAPITAL PARTNERS

Hauppauge, NY 11788

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CRD#: 2516891

Professional summary

Michael Broderick Prendergast is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Broderick Prendergast's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2002 - Present

AMERICAN CAPITAL PARTNERS, LLC

Office #1: 205 Oser Ave, Hauppauge, NY 11788

CRD#: 119249

Hauppauge, NY

Past

May 15, 2000 - August 6, 2002

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

BOHEMIA, NY

Past

October 29, 1999 - June 15, 2000

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

January 13, 1997 - October 29, 1999

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

Past

August 24, 1994 - December 4, 1996

KENSINGTON WELLS INCORPORATED

CRD#: 30570

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/9/2002)

Arkansas
(8/9/2002)

California
(8/9/2002)

Delaware
(8/14/2002)

District of Columbia
(8/9/2002)

Florida
(1/2/2003)

Illinois
(8/13/2002)

Iowa
(8/14/2002)

Kentucky
(8/9/2002)

Louisiana
(10/29/2002)

Minnesota
(8/9/2002)

Mississippi
(8/9/2002)

Montana
(8/15/2002)

Nebraska
(8/14/2002)

Nevada
(10/4/2002)

New Jersey
(8/9/2002)

New Mexico
(8/9/2002)

New York
(8/9/2002)

North Carolina
(8/9/2002)

Ohio
(8/9/2002)

Oklahoma
(8/12/2002)

Pennsylvania
(8/9/2002)

Rhode Island
(8/9/2002)

South Carolina
(8/28/2002)

South Dakota
(3/18/2003)

Texas
(8/19/2002)

Virginia
(8/9/2002)

Washington
(8/12/2002)

West Virginia
(8/9/2002)

Wyoming
(8/9/2002)

Exams

State Security Law Exam

Series 63

Date: 8/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1994

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

AMERICAN CAPITAL PARTNERS, LLC

ACP INVESTMENTS, LLC | AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249 / SEC#: , 8-65165

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

205 Oser Ave., Hauppauge, NY 11788

Mailing Address

205 Oser Ave., Hauppauge, NY 11788

Phone number

(631) 851-0918

Established

New York since 12/21/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CENTURY MANAGEMENT LLC	PARENT CO.
CAHILL, EDWARD MICHAEL JR	PRESIDENT, GSP	2310758
GARDINI, ANTHONY MICHAEL JR	CHAIRMAN, CEO, GSP	1893107
GARDINI, JOHN CHARLES	CCO, CROP, AML, MP	2408960
PICERNO, JOHN	HEAD TRADER	2490554
SIMONE, ANTHONY PHILIP	FINOP, CFO	1514066

Disclosures

Regulatory Event	2
Arbitration	2

Red Flags

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Michael B. Prendergast

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Broderick Prendergast's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILESTONE FINANCIAL SERVICES, INC.

HAPOALIM SECURITIES USA, INC.

ROYCE INVESTMENT GROUP, INC.

KENSINGTON WELLS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1994

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/27/1994

FINRA

Nasdaq Stock Market

Current Firm

AMERICAN CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERICAN CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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