Benjamin J. Davey
Professional summary
Benjamin John Davey, who also goes by Ben Davey, is a registered financial professional currently at WEDBUSH SECURITIES INC. located in San Francisco, California and WEDBUSH & CO., LLC located in San Francisco, California.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1997. Benjamin has worked at 7 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin John Davey's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2009 - Present
WEDBUSH SECURITIES INC.
Office #1: 600 Montgomery Street 29th Floor, San Francisco, CA 94111January 30, 2024 - Present
WEDBUSH & CO., LLC
Office #1: 600 Montgomery Street 29th Floor, San Francisco, CA 94111October 4, 2007 - July 8, 2009
PACIFIC GROWTH EQUITIES, LLC
October 15, 2004 - September 25, 2007
THINKEQUITY LLC
February 2, 2001 - May 1, 2001
JPMSI
February 1, 2000 - January 30, 2002
J.P. MORGAN SECURITIES INC.
April 1, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
February 25, 1999 - March 19, 1999
HAMBRECHT & QUIST LLC
January 10, 1997 - February 24, 1999
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2022)
(3/2/2009)
(7/9/2021)
(7/9/2021)
(3/13/2024)
(1/3/2022)
(7/9/2021)
(7/9/2021)
(7/9/2021)
(7/9/2021)
(7/9/2021)
(7/9/2021)
(7/9/2021)
(7/9/2021)
(7/9/2021)
(7/14/2021)
(7/9/2021)
(4/26/2024)
(7/9/2021)
(1/3/2022)
(1/3/2022)
(7/9/2021)
Exams
Series 99TO
Date: 2/17/2023
Operations Professional ExaminationSeries 82TO
Date: 1/9/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEDBUSH & CO., LLC
CRD#: 328492 / SEC#: , 8-71158
Contact information
FINRA licenses (20 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | |
| BILLINGS, DANIEL ERIC | MANAGER | 4568232 |
| BULGER, MARK ANDREW | CCO | 5063497 |
| DEMPSEY, FRANCIS BURKE | PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | MANAGER AND GENERAL COUNSEL | 1688071 |
| HULTGREN, DONALD WAYNE | MANAGER | 1475369 |
| KIRKMAN, SAMANTHA | CFO, PFO, COO & POO | 6892438 |
| WEDBUSH, GARY LANCE | MANAGER | 2234455 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
